ENVESTNET RETIREMENT SOLUTIONS, LLC
CRD #171570 SEC #801-79855 CHICAGO, IL 1-866-318-4015
SEC Registered
Total AUM
$14.5B
Discretionary
$14.5B
Employees
28
Clients
--
Accounts
4,663
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 8, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| COPPOLA, ROBERT, MICHAEL | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| CRAGER, WILLIAM, C. | I | CEO | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| D'AURIA, DANA, MARIE | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DARRIGO, PETER, H | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CCO | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | |
| DEVOE, DEBRA, JANE | I | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | |
| DEVOE, DEBRA, JANE | I | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | |
| DEVOE, DEBRA, JANE | I | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | |
| DEVOE, DEBRA, JANE | I | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | |
| DEVOE, DEBRA, JANE | I | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | |
| DEVOE, DEBRA, JANE | I | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | |
| DEVOE, DEBRA, JANE | I | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | |
| DEVOE, DEBRA, JANE | I | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | |
| DEVOE, DEBRA, JANE | I | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | |
| DEVOE, DEBRA, JANE | I | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | |
| DEVOE, DEBRA, JANE | I | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEVOE, DEBRA, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIANA, DENISE, MARIE | I | PRINCIPAL DIRECTOR | NA | Control |
| DIANA, DENISE, MARIE | I | PRINCIPAL DIRECTOR | NA | Control |
| DIANA, DENISE, MARIE | I | PRINCIPAL DIRECTOR | NA | Control |
| DIANA, DENISE, MARIE | I | PRINCIPAL DIRECTOR | NA | Control |
| EVANS, KATHRYN, MICHELE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| EVANS, KATHRYN, MICHELE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| EVANS, KATHRYN, MICHELE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| FOX, JAMES, LAWRENCE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| FOX, JAMES, LAWRENCE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| FOX, JAMES, LAWRENCE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| FOX, JAMES, LAWRENCE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| Hofmann, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Hofmann, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MAYER, JOSHUA, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| MURRAY, SEAN, SEAMUS | I | HEAD, ENVESTMENT RETIRMENT SOLUTIONS | NA | Control |
| MURRAY, SEAN, SEAMUS | I | HEAD, ENVESTMENT RETIRMENT SOLUTIONS | NA | Control |
| MURRAY, SEAN, SEAMUS | I | HEAD, ENVESTMENT RETIRMENT SOLUTIONS | NA | Control |
| MURRAY, SEAN, SEAMUS | I | HEAD, ENVESTMENT RETIREMENT SOLUTIONS | NA | Control |
| MURRAY, SEAN, SEAMUS | I | HEAD, ENVESTMENT RETIREMENT SOLUTIONS | NA | Control |
| MURRAY, SEAN, SEAMUS | I | HEAD, ENVESTMENT RETIREMENT SOLUTIONS | NA | Control |
| MURRAY, SEAN, SEAMUS | I | HEAD, ENVESTMENT RETIREMENT SOLUTIONS | NA | Control |
| MURRAY, SEAN, SEAMUS | I | HEAD, ENVESTMENT RETIREMENT SOLUTIONS | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CORPORATE SECRETARY | NA | Control |
| O'BRIEN, SHELLY, S | I | CORPORATE SECRETARY | NA | Control |
| PATRICK, JAMES, KNOX | I | PRESIDENT | NA | Control |
| PATRICK, JAMES, KNOX | I | PRESIDENT | NA | Control |
| PATRICK, JAMES, KNOX | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| PREUS, ERIK, ROBERT | I | PRESIDENT | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIPP, THOMAS, MICHAEL | I | EVP, ENVESTNET BUSINESS LINES | NA | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | NA | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | NA | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO/MANAGING DIRECTOR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO/MANAGING DIRECTOR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO/MANAGING DIRECTOR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | CO-CIO | NA | Control |
| TODD, CHRISTOPHER, RUSSELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TODD, CHRISTOPHER, RUSSELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TODD, CHRISTOPHER, RUSSELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TODD, CHRISTOPHER, RUSSELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TODD, CHRISTOPHER, RUSSELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WALLACE, MATTHEW, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALLACE, MATTHEW, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALLACE, MATTHEW, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALLACE, MATTHEW, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALLACE, MATTHEW, BRADLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WARREN, JOSHUA, B. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ENVESTNET, INC. | DE | MEMBER | E | Control |
| ENVESTNET, INC. | DE | MEMBER | E | Control |
| ENVESTNET, INC. | DE | MEMBER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET | DE | MEMBER | D | Control |
| ENVESTNET, INC. | DE | MEMBER | D | Control |
| ENVESTNET, INC. | DE | MEMBER | D | Control |
| ENVESTNET, INC. | DE | MEMBER | D | Control |
| ENVESTNET, INC. | DE | MEMBER | D | Control |
| ENVESTNET, INC. | DE | MEMBER | D | Control |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| FINACONNECT | DE | MEMBER | B | |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| BERNSTEIN, ROBERT, J | I | CHIEF INVESTMENT STRATEGIST | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
| SIVADASAN, BABU | I | GROUP PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BCPE PEQUOD BUYER, INC. | DE | ENVESTNET, INC. | E | Control |
| BCPE PEQUOD BUYER, INC. | DE | ENVESTNET, INC. | E | Control |
| BCPE PEQUOD INTERMEDIATE, LLC | DE | BCPE PEQUOD BUYER, INC. | E | Control |
| BCPE PEQUOD INTERMEDIATE, LLC | DE | BCPE PEQUOD BUYER, INC. | E | Control |
| BCPE PEQUOD PARENT , INC. | DE | BCPE PEQUOD INTERMEDIATE, LLC | E | Control |
| BCPE PEQUOD PARENT , INC. | DE | BCPE PEQUOD INTERMEDIATE, LLC | E | Control |
| BCPE PEQUOD TOPCO, LP | DE | BCPE PEQUOD PARENT , INC. | E | Control |
| BCPE PEQUOD TOPCO, LP | DE | BCPE PEQUOD PARENT , INC. | E | Control |
| BCPE PEQUOD INVESTOR, LP | DE | BCPE PEQUOD TOPCO, LP | D | Control |
| BCPE PEQUOD INVESTOR, LP | DE | BCPE PEQUOD TOPCO, LP | D | Control |
| BAIN CAPITAL FUND XIII, L.P. | DE | BCPE PEQUOD INVESTOR, LP | C | |
| BAIN CAPITAL FUND XIII, L.P. | DE | BCPE PEQUOD INVESTOR, LP | C |
Registrations
Federal
IA
Dec 8, 2025 REGISTERED
Notice Filings (52)
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