COMPOUND PLANNING, INC.

CRD #171787 SEC #801-126007 NEW YORK, NY 888-533-9364

SEC Registered

Total AUM

$3B

Discretionary

$3B

Employees

104

Clients

251

Accounts

6,372

Firm Details

Organization Type: Corporation
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Dec 18, 2025
Branch Offices: 45

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
Farman-Farmaian, Alexander, Mehdi	I	CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR	NA	Control
Farman-Farmaian, Alexander, Mehdi	I	CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR	NA	Control
Farman-Farmaian, Alexander, Mehdi	I	CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR	NA	Control
Farman-Farmaian, Alexander, Mehdi	I	CO-CHIEF EXECUTIVE OFFICER , DIRECTOR & MEMBER OF THE BOARD	NA	Control
Farman-Farmaian, Alexander, Mehdi	I	CO-CHIEF EXECUTIVE OFFICER , DIRECTOR & MEMBER OF THE BOARD	NA	Control
Farman-Farmaian, Alexander, Mehdi	I	CO-CHIEF EXECUTIVE OFFICER , DIRECTOR & MEMBER OF THE BOARD	NA	Control
Farman-Farmaian, Alexander, Mehdi	I	CEO	NA	Control
Farman-Farmaian, Alexander, Mehdi	I	CEO/CHIEF COMPLIANCE OFFICER	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CEO	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CEO	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CEO	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CEO	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CEO	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CEO	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CEO	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CEO	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CEO	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CO-CHIEF EXECUTIVE OFFICER , DIRECTOR & MEMBER OF THE BOARD	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CO-CHIEF EXECUTIVE OFFICER , DIRECTOR & MEMBER OF THE BOARD	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CO-CHIEF EXECUTIVE OFFICER , DIRECTOR & MEMBER OF THE BOARD	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	PRESIDENT AND EXECUTIVE CHAIRMAN	NA	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	PRESIDENT AND EXECUTIVE CHAIRMAN	NA	Control
HOLT, COURTNEY, LYNNE	I	CHIEF COMPLIANCE OFFICER	NA
HOLT, COURTNEY, LYNNE	I	CHIEF COMPLIANCE OFFICER	NA
HOLT, COURTNEY, LYNNE	I	CHIEF COMPLIANCE OFFICER	NA
HOLT, COURTNEY, LYNNE	I	CHIEF COMPLIANCE OFFICER	NA
HOLT, COURTNEY, LYNNE	I	CHIEF COMPLIANCE OFFICER	NA
HOLT, COURTNEY, LYNNE	I	CHIEF COMPLIANCE OFFICER	NA
HOLT, COURTNEY, LYNNE	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CCO	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CCO	NA
SMITH, JEFFREY, ANDREW	I	CCO	NA
SMITH, JEFFREY, ANDREW	I	CCO	NA
SMITH, JEFFREY, ANDREW	I	CCO	NA
SMITH, JEFFREY, ANDREW	I	CCO	NA
SMITH, JEFFREY, ANDREW	I	CCO	NA
SMITH, JEFFREY, ANDREW	I	CCO	NA
SMITH, JEFFREY, ANDREW	I	CCO	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
SMITH, JEFFREY, ANDREW	I	CHIEF COMPLIANCE OFFICER	NA
WHISSEN, DARREN, GILBERT	I	CCO	NA	Control
WHISSEN, DARREN, GILBERT	I	CCO	NA	Control
WHISSEN, DARREN, GILBERT	I	CCO	NA	Control
WHISSEN, DARREN, GILBERT	I	CCO	NA	Control
WHISSEN, DARREN, GILBERT	I	CCO	NA	Control
WHISSEN, DARREN, GILBERT	I	CCO	NA	Control
WHISSEN, DARREN, GILBERT	I	CCO	NA	Control
WHISSEN, DARREN, GILBERT	I	CCO	NA	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV LLC	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
ALTERNATIV, INC.	DE	MANAGING MEMBER	E	Control
WHISSEN, DARREN, GILBERT	I	PRESIDENT/CCO	E	Control
WHISSEN, DARREN, GILBERT	I	PRESIDENT/CCO	E	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	CHIEF EXECUTIVE OFFICER AND OWNER	C	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
HAIGH, CHRISTIAN, GWILYM BENEDICT	I	ALTERNATIV LLC	D	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control
Krambs, Gabriel	I	ALTERNATIV LLC	C	Control

Registrations

Federal

Dec 18, 2025 REGISTERED

Notice Filings (50)

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Address

115 BROADWAY
5TH FLOOR
NEW YORK, NY 10006
United States

Phone: 888-533-9364