DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC.
Legal name: DIVERSIFIED FINANCIAL MANAGEMENT
CRD #171813 SEC #801-79902 NORWELL, MA 781-792-0440
SEC Registered
Total AUM
$302.4M
Discretionary
$187.1M
Employees
5
Clients
51
Accounts
438
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PLACE, HENRY, CALVIN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, HENRY, CALVIN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, HENRY, CALVIN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, HENRY, CALVIN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, HENRY, CALVIN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, HENRY, CALVIN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, HENRY, CALVIN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, JR., HENRY, CALVIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, JR., HENRY, CALVIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, JR., HENRY, CALVIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, JR., HENRY, CALVIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, JR., HENRY, CALVIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, JR., HENRY, CALVIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, JR., HENRY, CALVIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, JR., HENRY, CALVIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, JR., HENRY, CALVIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, JR., HENRY, CALVIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, JR., HENRY, CALVIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PLACE, JR., HENRY, CALVIN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (4)
FL MA NH TX
Address
80 WASHINGTON STREETBUILDING E-13
NORWELL, MA 02061-1729
United States
Phone: 781-792-0440