LAGUNA FINANCIAL GROUP LLC
CRD #171912 SEC #801-79933 LAGUNA BEACH, CA 949-715-7675
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 10, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ZIOMEK, JOSEPH, JOHN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| ZIOMEK, JOSEPH, JOHN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 10, 2014 REGISTERED
Address
332 FOREST AVE.SUITE 24
LAGUNA BEACH, CA 92651
United States
Phone: 949-715-7675