RIA Intelligence

PRINCETON INVESTMENT ADVISORS, LLC

CRD #171916 SEC #801-79979 HOUSTON, TX 713-595-1420
SEC Registered Disclosures
Total AUM
$59.9M
Discretionary
$59.9M
Employees
7
Clients
--
Accounts
1
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CANNELLA, GREGORY, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CANNELLA, GREGORY, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CANNELLA, GREGORY, JOSEPHICHIEF FINANCIAL OFFICERNA Control
CANNELLA, GREGORY, JOSEPHICHIEF FINANCIAL OFFICERNA Control
JACKSON, ALFREDIMANAGING PARTNERNA Control
JACKSON, ALFREDIMANAGING PARTNERNA Control
SHEEHAN, JOY, ANNICHIEF COMPLIANCE OFFICERNA Control
SHEEHAN, JOY, ANNICHIEF COMPLIANCE OFFICERNA Control
SHEEHAN, JOY, ANNICHIEF COMPLIANCE OFFICERNA Control
SHEEHAN, JOY, ANNICHIEF COMPLIANCE OFFICERNA Control
SHEEHAN, JOY, ANNICHIEF COMPLIANCE OFFICERNA Control
SHEEHAN, JOY, ANNICHIEF COMPLIANCE OFFICERNA Control
SOOD, MUNISHIMANAGING PARTNERNA Control
SOOD, MUNISHIMANAGING PARTNERNA Control
CAPITAL POINT EQUITY PARTNERS, LLCDEOWNERD Control
CAPITAL POINT EQUITY PARTNERS, LLCDEOWNERD Control
CAPITAL POINT EQUITY PARTNERS, LLCDEOWNERD Control
CAPITAL POINT EQUITY PARTNERS, LLCDEOWNERD Control
CAPITAL POINT EQUITY PARTNERS, LLCDEOWNERD Control
CAPITAL POINT EQUITY PARTNERS, LLCDEOWNERD Control
PRINCETON ADVISORY GROUP, INC.DEOWNERC Control
PRINCETON ADVISORY GROUP, INC.DEOWNERC Control
PRINCETON ADVISORY GROUP, INC.DEOWNERC Control
PRINCETON ADVISORY GROUP, INC.DEOWNERC Control
PRINCETON ADVISORY GROUP, INC.DEOWNERC Control
PRINCETON ADVISORY GROUP, INC.DEOWNERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
JACKSON, ALFREDICAPITAL POINT EQUITY PARTNERS, LLCE Control
JACKSON, ALFREDICAPITAL POINT EQUITY PARTNERS, LLCE Control
JACKSON, ALFREDICAPITAL POINT EQUITY PARTNERS, LLCE Control
JACKSON, ALFREDICAPITAL POINT EQUITY PARTNERS, LLCE Control
SOOD, MUNISHIPRINCETON ADVISORY GROUP, INC.E Control
SOOD, MUNISHIPRINCETON ADVISORY GROUP, INC.E Control
SOOD, MUNISHIPRINCETON ADVISORY GROUP, INC.E Control
SOOD, MUNISHIPRINCETON ADVISORY GROUP, INC.E Control
SOOD, MUNISHIPRINCETON ADVISORY GROUP, INC.E Control
SOOD, MUNISHIPRINCETON ADVISORY GROUP, INC.E Control
JACKSON, ALFREDICAPITAL POINT EQUITY PARTNERS, LLCD Control
JACKSON, ALFREDICAPITAL POINT EQUITY PARTNERS, LLCD Control
SMITH, KEITH, WAYNEICAPITAL POINT EQUITY PARTNERS, LLCD Control
SMITH, KEITH, WAYNEICAPITAL POINT EQUITY PARTNERS, LLCD Control

Registrations

Federal

IA
Mar 30, 2016 REGISTERED

Notice Filings (1)

TX

Address

ONE RIVERWAY
SUITE 2020
HOUSTON, TX 77056
United States
Phone: 713-595-1420