GRIFFIN CAPITAL BDC ADVISOR, LLC
CRD #171926 SEC #801-80043 EL SEGUNDO, CA 310-469-6100
SEC Registered
Total AUM
$44.9M
Discretionary
$44.9M
Employees
7
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, RANDY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CANNING, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EHTISHAM, SYEDUMAR, FAISAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EHTISHAM, SYEDUMAR, FAISAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAAS, JAY, WILSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAAS, JAY, WILSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAAS, JAY, WILSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAAS, JAY, WILSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAAS, JAY, WILSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIRSCH, HOWARD, SCOTT | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| HIRSCH, HOWARD, SCOTT | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| HIRSCH, HOWARD, SCOTT | I | VICE PRESIDENT | NA | Control |
| HIRSCH, HOWARD, SCOTT | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| HIRSCH, HOWARD, SCOTT | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| HIRSCH, HOWARD, SCOTT | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| HIRSCH, HOWARD, SCOTT | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| HIRSCH, HOWARD, SCOTT | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| HIRSCH, HOWARD, SCOTT | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| HUANG, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MILLER, JOSEPH, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLER, JOSEPH, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLER, JOSEPH, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLER, JOSEPH, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLER, JOSEPH, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLER, JOSEPH, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLER, JOSEPH, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLER, JOSEPH, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLER, JOSEPH, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLER, JOSEPH, EVERETT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RUPERT, DAVID, CARLSON | I | PRESIDENT | NA | Control |
| RUPERT, DAVID, CARLSON | I | PRESIDENT | NA | Control |
| RUPERT, DAVID, CARLSON | I | PRESIDENT | NA | Control |
| RUPERT, DAVID, CARLSON | I | PRESIDENT | NA | Control |
| RUPERT, DAVID, CARLSON | I | PRESIDENT | NA | Control |
| RUPERT, DAVID, CARLSON | I | PRESIDENT | NA | Control |
| RUPERT, DAVID, CARLSON | I | PRESIDENT | NA | Control |
| RUPERT, DAVID, CARLSON | I | PRESIDENT | NA | Control |
| RUPERT, DAVID, CARLSON | I | PRESIDENT | NA | Control |
| RUPERT, DAVID, CARLSON | I | PRESIDENT | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHIELDS, KEVIN, ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TOWNSEND, PETER, LANSING | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | DE | MEMBER | E | Control |
| GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | DE | MEMBER | E | Control |
| GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | DE | MEMBER | E | Control |
| GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | DE | MEMBER | E | Control |
| GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | DE | MEMBER | E | Control |
| GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | DE | MEMBER | E | Control |
| GRIFFIN CAPITAL ASSET MANAGEMENT HOLDINGS, LLC | DE | MEMBER | E | Control |
| GRIFFIN CAPITAL ASSET MANAGEMENT HOLDINGS, LLC | DE | MEMBER | E | Control |
| GRIFFIN CAPITAL ASSET MANAGEMENT HOLDINGS, LLC | DE | MEMBER | E | Control |
| GRIFFIN CAPITAL ASSET MANAGEMENT HOLDINGS, LLC | DE | MEMBER | E | Control |
| ANDERSON, RANDY | I | EXECUTIVE VICE PRESIDENT AND MEMBER | A | Control |
| ANDERSON, RANDY | I | EXECUTIVE VICE PRESIDENT AND MEMBER | A | Control |
| ANDERSON, RANDY | I | EXECUTIVE VICE PRESIDENT | A | Control |
| ANDERSON, RANDY | I | EXECUTIVE VICE PRESIDENT AND MEMBER | A | Control |
| ANDERSON, RANDY | I | EXECUTIVE VICE PRESIDENT AND MEMBER | A | Control |
| ANDERSON, RANDY | I | EXECUTIVE VICE PRESIDENT AND MEMBER | A | Control |
| ANDERSON, RANDY | I | EXECUTIVE VICE PRESIDENT AND MEMBER | A | Control |
| ANDERSON, RANDY | I | EXECUTIVE VICE PRESIDENT AND MEMBER | A | Control |
| ANDERSON, RANDY, INER | I | EXECUTIVE VICE PRESIDENT AND MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SHIELDS, KEVIN, ALAN | I | KEVIN A. SHIELDS FAMILY TRUST DATED JUNE 15, 1999, AS AMENDED AND RESTATED ON AUGUST 27, 2008 | F | Control |
| SHIELDS, KEVIN, ALAN | I | KEVIN A. SHIELDS FAMILY TRUST DATED JUNE 15, 1999, AS AMENDED AND RESTATED ON AUGUST 27, 2008 | F | Control |
| SHIELDS, KEVIN, ALAN | I | KEVIN A. SHIELDS FAMILY TRUST DATED JUNE 15, 1999, AS AMENDED AND RESTATED ON AUGUST 27, 2008 | F | Control |
| SHIELDS, KEVIN, ALAN | I | KEVIN A. SHIELDS FAMILY TRUST DATED JUNE 15, 1999, AS AMENDED AND RESTATED ON AUGUST 27, 2008 | F | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL COMPANY, LLC | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL CORPORATION | DE | GRIFFIN CAPITAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| GRIFFIN CAPITAL CORPORATION | DE | GRIFFIN CAPITAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| GRIFFIN CAPITAL CORPORATION | DE | GRIFFIN CAPITAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| GRIFFIN CAPITAL CORPORATION | DE | GRIFFIN CAPITAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| GRIFFIN CAPITAL CORPORATION | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL CORPORATION | DE | GRIFFIN CAPITAL, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | DE | GRIFFIN CAPITAL COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | E | Control |
| GRIFFIN CAPITAL, LLC | DE | GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | E | Control |
| KEVIN A. SHIELDS FAMILY TRUST DATED JUNE 15, 1999, AS AMENDED AND RESTATED ON AUGUST 27, 2008 | DE | GRIFFIN CAPITAL CORPORATION | E | Control |
| KEVIN A. SHIELDS FAMILY TRUST DATED JUNE 15, 1999, AS AMENDED AND RESTATED ON AUGUST 27, 2008 | DE | GRIFFIN CAPITAL CORPORATION | E | Control |
| KEVIN A. SHIELDS FAMILY TRUST DATED JUNE 15, 1999, AS AMENDED AND RESTATED ON AUGUST 27, 2008 | DE | GRIFFIN CAPITAL HOLDINGS CORPORATION | E | Control |
| KEVIN A. SHIELDS FAMILY TRUST DATED JUNE 15, 1999, AS AMENDED AND RESTATED ON AUGUST 27, 2008 | DE | GRIFFIN CAPITAL HOLDINGS CORPORATION | E | Control |
| KEVIN A. SHIELDS FAMILY TRUST DATED JUNE 15, 1999, AS AMENDED AND RESTATED ON AUGUST 27, 2008 | DE | GRIFFIN CAPITAL HOLDINGS CORPORATION | E | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL CORPORATION | E | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL CORPORATION | E | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL CORPORATION | E | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL CORPORATION | E | Control |
| SHIELDS, KEVIN, ALAN | I | GRIFFIN CAPITAL CORPORATION | E | Control |
Registrations
Federal
IA
May 15, 2017 REGISTERED
Notice Filings (2)
CA FL
Address
GRIFFIN CAPITAL PLAZA1520 E. GRAND AVENUE
EL SEGUNDO, CA 90245
United States
Phone: 310-469-6100