FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
CRD #171971 SEC #801-15260 PASADENA, CA 626-796-6622
SEC Registered Private Funds
Total AUM
$374.9M
Discretionary
$374.9M
Employees
9
Clients
10
Accounts
281
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GREEN, NICOLE, ELIZABETH | I | COO | NA | |
| GREEN, NICOLE, ELIZABETH | I | COO | NA | |
| GREEN, NICOLE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREEN, NICOLE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREEN, NICOLE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREEN, NICOLE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREEN, NICOLE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREEN, NICOLE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREEN, NICOLE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREEN, NICOLE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREEN, NICOLE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREEN, NICOLE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREEN, NICOLE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREEN, NICOLE, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HANSON, THOMAS, HERBERT | I | V.P. & CHIEF OPERATING OFFICER | NA | Control |
| HANSON, THOMAS, HERBERT | I | V.P. & CHIEF OPERATING OFFICER | NA | Control |
| HANSON, THOMAS, HERBERT | I | V.P. & CHIEF OPERATING OFFICER | NA | Control |
| HANSON, THOMAS, HERBERT | I | V.P. & CHIEF OPERATING OFFICER | NA | Control |
| HANSON, THOMAS, HERBERT | I | V.P. & CHIEF OPERATING OFFICER | NA | Control |
| HANSON, THOMAS, HERBERT | I | V.P. & CHIEF OPERATING OFFICER | NA | Control |
| HANSON, THOMAS, HERBERT | I | V.P. & CHIEF OPERATING OFFICER | NA | Control |
| HANSON, THOMAS, HERBERT | I | V.P. & CHIEF OPERATING OFFICER | NA | Control |
| HANSON, THOMAS, HERBERT | I | V.P. & CHIEF OPERATING OFFICER | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | V.P. & CHIEF OPERATING OFFICER | NA | Control |
| HANSON, THOMAS, HERBERT | I | V.P. & CHIEF OPERATING OFFICER | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HANSON, THOMAS, HERBERT | I | S.V.P. | NA | Control |
| HOWARD, MITCHELL, WAYNE | I | CHIEF COMPLIANCE OFFICER & FINOP | NA | Control |
| HOWARD, MITCHELL, WAYNE | I | CHIEF COMPLIANCE OFFICER & FINOP | NA | Control |
| HOWARD, MITCHELL, WAYNE | I | CHIEF COMPLIANCE OFFICER & FINOP | NA | Control |
| HOWARD, MITCHELL, WAYNE | I | CHIEF COMPLIANCE OFFICER & FINOP | NA | Control |
| HOWARD, MITCHELL, WAYNE | I | CHIEF COMPLIANCE OFFICER & FINOP | NA | Control |
| HOWARD, MITCHELL, WAYNE | I | CHIEF COMPLIANCE OFFICER & FINOP | NA | Control |
| HOWARD, MITCHELL, WAYNE | I | CHIEF COMPLIANCE OFFICER & FINOP | NA | Control |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| THORNTON, STEVEN, LEE | I | COMPLIANCE OFFICER | NA | |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| ZLOCHISTYY, FELIKS | I | FINOP | NA | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO, CCO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO, CCO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO, CCO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO, CCO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO, CCO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO, CCO | E | Control |
| HOOD, SCOTT, WILLIAM | I | PRESIDENT & CEO, CCO | E | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| LU, HOWARD, HAOMING | I | PRESIDENT & CEO | D | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN, CCO | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN, CCO | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN, CCO | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN | C | Control |
| HOOD, SCOTT, WILLIAM | I | CHAIRMAN & CFO | C | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| CATON, WILLIAM, ADAM | I | PORTFOLIO MANAGER | B | Control |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | COO | B | |
| GREEN, NICOLE, ELIZABETH | I | CHIEF OPERATING OFFICER | B |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (31)
AZ CA CO CT DC DE FL GA HI IL KY LA MA MD ME MI MN MO NC NH NJ NV NY OH OR PA SC TN TX VA WA
Address
1214 EAST GREEN STREETSUITE 104
PASADENA, CA 91106-3168
United States
Phone: 626-796-6622