RIA Intelligence

FOCUS 401 (K) GROUP, LLC

CRD #172217 SEC #801-80065 ADDISON, TX 214-373-4113
SEC Registered
Total AUM
$99.8M
Discretionary
$99.8M
Employees
2
Clients
--
Accounts
21

Firm Details

Organization Type
Limited Liability Company
State of Formation
Texas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 20, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
POWERS, PHILLIP, RUSSELLICHIEF COMPLIANCE OFFICER/MEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control
RUBENSTEIN, MICHAEL, JAYIMEMBERD Control

Registrations

Federal

IA
Jan 20, 2025 REGISTERED

Notice Filings (2)

GA TX

Address

16415 ADDISON ROAD
SUITE 312
ADDISON, TX 75001
United States
Phone: 214-373-4113