PLEIAD INVESTMENT ADVISORS LIMITED
Legal name: PLEIAD INVESTMENT ADVISORS
CRD #172237 SEC #801-116989 HONG KONG 852 3589 6470
SEC Registered Private Funds
Total AUM
$1.3B
Discretionary
$1.3B
Employees
27
Clients
--
Accounts
12
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2025
- Branch Offices
- 1
- LEI
- 2549009OYEYEUUKTHW78
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHIU, VIEN | I | CFO | NA | Control |
| CHIU, VIEN | I | CFO | NA | Control |
| CHIU, VIEN | I | CFO | NA | Control |
| CHIU, VIEN | I | CFO | NA | Control |
| CHIU, VIEN | I | CFO | NA | Control |
| CHIU, VIEN | I | CFO | NA | Control |
| CHIU, VIEN | I | CFO | NA | Control |
| CHIU, VIEN | I | CFO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO & CCO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO & CCO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO & CCO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO & CCO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO & CCO | NA | Control |
| CHIU, VIEN, MOI YING | I | CFO & CCO | NA | Control |
| TANIGUCHI, MASAKI | I | COO | NA | Control |
| TANIGUCHI, MASAKI | I | COO | NA | Control |
| TANIGUCHI, MASAKI | I | COO | NA | Control |
| TANIGUCHI, MASAKI | I | COO | NA | Control |
| TANIGUCHI, MASAKI | I | COO | NA | Control |
| TANIGUCHI, MASAKI | I | COO | NA | Control |
| TANIGUCHI, MASAKI | I | COO | NA | Control |
| TANIGUCHI, MASAKI | I | COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | DIRECTOR & COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | DIRECTOR & COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | DIRECTOR & COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | DIRECTOR & COO | NA | Control |
| TANIGUCHI, MASAKI, NMN | I | DIRECTOR & COO | NA | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| PLEIAD INVESTMENT MANAGEMENT LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| LEE, KENNETH, SEA LEONG | I | DIRECTOR | D | Control |
| LEE, KENNETH, SEA LEONG | I | DIRECTOR & CO-CIO | D | Control |
| LEE, KENNETH, SEA LEONG | I | DIRECTOR & CO-CIO | D | Control |
| LEE, KENNETH, SEA LEONG | I | DIRECTOR & CO-CIO | D | Control |
| LEE, KENNETH, SEA LEONG | I | DIRECTOR & CO-CIO | D | Control |
| YOSHINO, MICHAEL, STEPHEN | I | DIRECTOR | D | Control |
| YOSHINO, MICHAEL, STEPHEN | I | DIRECTOR & CO-CIO | D | Control |
| YOSHINO, MICHAEL, STEPHEN | I | DIRECTOR & CO-CIO | D | Control |
| YOSHINO, MICHAEL, STEPHEN | I | DIRECTOR & CO-CIO | D | Control |
| YOSHINO, MICHAEL, STEPHEN | I | DIRECTOR & CO-CIO | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COMMONWEALTH TRUST COMPANY | FE | GRANTOR TRUST: HERITAGE TRUST TWO | F | |
| COMMONWEALTH TRUST COMPANY | FE | GRANTOR TRUST: HERITAGE TRUST TWO | F | |
| COMMONWEALTH TRUST COMPANY | FE | GRANTOR TRUST: HERITAGE TRUST TWO | F | |
| COMMONWEALTH TRUST COMPANY | FE | GRANTOR TRUST: HERITAGE TRUST TWO | F | |
| COMMONWEALTH TRUST COMPANY | FE | GRANTOR TRUST: HERITAGE TRUST TWO | F | |
| COMMONWEALTH TRUST COMPANY | FE | GRANTOR TRUST: HERITAGE TRUST TWO | F | |
| COMMONWEALTH TRUST COMPANY | FE | GRANTOR TRUST: HERITAGE TRUST TWO | F | |
| COMMONWEALTH TRUST COMPANY | FE | GRANTOR TRUST: HERITAGE TRUST TWO | F | |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | E | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | E | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | E | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | E | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | E | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | E | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | E | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | E | Control |
| YOSHINO, MICHAEL, STEPHEN | I | LUCTOR ET EMERGO COMPANY LIMITED | E | Control |
| YOSHINO, MICHAEL, STEPHEN | I | LUCTOR ET EMERGO COMPANY LIMITED | E | Control |
| YOSHINO, MICHAEL, STEPHEN | I | LUCTOR ET EMERGO COMPANY LIMITED | E | Control |
| YOSHINO, MICHAEL, STEPHEN | I | LUCTOR ET EMERGO COMPANY LIMITED | E | Control |
| YOSHINO, MICHAEL, STEPHEN | I | LUCTOR ET EMERGO COMPANY LIMITED | E | Control |
| YOSHINO, MICHAEL, STEPHEN | I | LUCTOR ET EMERGO COMPANY LIMITED | E | Control |
| GRANTOR TRUST: HERITAGE TRUST TWO | DE | HERITAGE FORWARD LLC | D | |
| GRANTOR TRUST: HERITAGE TRUST TWO | DE | HERITAGE FORWARD LLC | D | |
| GRANTOR TRUST: HERITAGE TRUST TWO | DE | HERITAGE FORWARD LLC | D | |
| GRANTOR TRUST: HERITAGE TRUST TWO | DE | HERITAGE FORWARD LLC | D | |
| GRANTOR TRUST: HERITAGE TRUST TWO | DE | HERITAGE FORWARD LLC | D | |
| GRANTOR TRUST: HERITAGE TRUST TWO | DE | HERITAGE FORWARD LLC | D | |
| GRANTOR TRUST: HERITAGE TRUST TWO | DE | HERITAGE FORWARD LLC | D | |
| GRANTOR TRUST: HERITAGE TRUST TWO | DE | HERITAGE FORWARD LLC | D | |
| GRANTOR TRUST: HERITAGE TRUST TWO | DE | HERITAGE FORWARD LLC | D | |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| HERITAGE FORWARD LLC | DE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | D | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | D | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | D | Control |
| LEE, KENNETH, SEA LEONG | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| LEE, KENNETH, SEA LEONG | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| LEE, KENNETH, SEA LEONG | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| LEE, KENNETH, SEA LEONG | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| LEE, KENNETH, SEA LEONG | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| LUCTOR ET EMERGO COMPANY LIMITED | FE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| LUCTOR ET EMERGO COMPANY LIMITED | FE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| LUCTOR ET EMERGO COMPANY LIMITED | FE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| LUCTOR ET EMERGO COMPANY LIMITED | FE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| LUCTOR ET EMERGO COMPANY LIMITED | FE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| LUCTOR ET EMERGO COMPANY LIMITED | FE | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, S | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, S | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, S | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, S | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, S | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, S | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, S | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, S | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, STEPHEN | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, STEPHEN | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, STEPHEN | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, STEPHEN | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, STEPHEN | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, STEPHEN | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| YOSHINO, MICHAEL, STEPHEN | I | PLEIAD INVESTMENT MANAGEMENT LIMITED | D | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | C | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | C | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | C | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | C | Control |
| LEE, KENNETH, SEA LEONG | I | HERITAGE FORWARD LLC | C | Control |
Registrations
Federal
IA
Apr 1, 2025 REGISTERED
Address
26/F, 8 WYNDHAM STREET, CENTRALHONG KONG
Hong Kong
Phone: 852 3589 6470