CONTEXT ADVISERS III, LLC
CRD #172240 SEC #801-80975 BALA CYNWYD, PA 484-430-1000
SEC Registered
Total AUM
$10.9M
Discretionary
$10.9M
Employees
5
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CANNING, JOHN, JOSEPH | I | OPERATIONS | NA | Control |
| CANNING, JOHN, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| CULBERTSON, JOHN, NEWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CULBERTSON, JOHN, NEWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CULBERTSON, JOHN, NEWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CULBERTSON, JOHN, NEWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CULBERTSON, JOHN, NEWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CULBERTSON, JOHN, NEWELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CULBERTSON, JOHN, NEWELL | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | NA | Control |
| CULBERTSON, JOHN, NEWELL | I | CHIEF INVESTMENT OFFICER AND PRESIDENT | NA | Control |
| KELLY, COLLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLY, COLLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLY, COLLEEN, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNEELEY, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KNEELEY, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KNEELEY, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KNEELEY, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KNEELEY, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KNEELEY, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEBLANC, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANC, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANC, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEBLANC, MATTHEW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOD, DEREK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOD, DEREK, DAVID | I | GENERAL COUNSEL | NA | Control |
| WOOD, DEREK, DAVID | I | COUNSEL | NA | Control |
| WOOD, DEREK, DAVID | I | COUNSEL | NA | Control |
| CONTEXT ASSET MANAGEMENT, L.P. | DE | MEMBER | E | Control |
| CONTEXT ASSET MANAGEMENT, L.P. | DE | MEMBER | E | Control |
| CONTEXT ASSET MANAGEMENT, L.P. | DE | MEMBER | E | Control |
| CONTEXT ASSET MANAGEMENT, L.P. | DE | MEMBER | E | Control |
| CONTEXT ASSET MANAGEMENT, L.P. | DE | MEMBER | E | Control |
| CONTEXT ASSET MANAGEMENT, L.P. | DE | MEMBER | E | Control |
| CONTEXT ASSET MANAGEMENT, L.P. | DE | MEMBER | E | Control |
| CONTEXT ASSET MANAGEMENT, L.P. | DE | MEMBER | E | Control |
| WERT, ANDREW, CHARLES | I | SENIOR VICE PRESIDENT | B | Control |
| DUDLEY, ANDREW, JENKINS | I | SENIOR VICE PRESIDENT | A | Control |
| DUDLEY, ANDREW, JENKINS | I | SENIOR VICE PRESIDENT | A | Control |
| WERT, ANDREW, CHARLES | I | SENIOR VICE PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CONTEXT ASSET MANAGEMENT GP, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | F | Control |
| CONTEXT ASSET MANAGEMENT GP, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | F | Control |
| CONTEXT ASSET MANAGEMENT GP, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | F | Control |
| CONTEXT ASSET MANAGEMENT GP, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | F | Control |
| CONTEXT ASSET MANAGEMENT GP, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | F | Control |
| CONTEXT ASSET MANAGEMENT GP, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | F | Control |
| CONTEXT ASSET MANAGEMENT GP, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | F | Control |
| CONTEXT ASSET MANAGEMENT GP, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | F | Control |
| BISCARDI, RONALD, JOHN | I | RB CAM GP, LLC | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CCP HOLDINGS, L.P. | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CAM GP, LLC | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CCP HOLDINGS, L.P. | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CAM GP, LLC | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CCP HOLDINGS, L.P. | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CAM GP, LLC | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CCP HOLDINGS, L.P. | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CAM GP, LLC | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CCP HOLDINGS, L.P. | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CAM GP, LLC | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CCP HOLDINGS, L.P. | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CAM GP, LLC | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CCP HOLDINGS, L.P. | E | Control |
| BISCARDI, RONALD, JOHN | I | RB CAM GP, LLC | E | Control |
| BROOKS, ERIC, MITCHELL | I | EB CCP HOLDINGS, L.P. | E | Control |
| BROOKS, ERIC, MITCHELL | I | EB CCP HOLDINGS, L.P. | E | Control |
| BROOKS, ERIC, MITCHELL | I | EB CCP HOLDINGS, L.P. | E | Control |
| BROOKS, ERIC, MITCHELL | I | EB CCP HOLDINGS, L.P. | E | Control |
| BROOKS, ERIC, MITCHELL | I | EB CCP HOLDINGS, L.P. | E | Control |
| BROOKS, ERIC, MITCHELL | I | EB CCP HOLDINGS, L.P. | E | Control |
| BROOKS, ERIC, MITCHELL | I | EB CCP HOLDINGS, L.P. | E | Control |
| BROOKS, ERIC, MITCHELL | I | EB CCP HOLDINGS, L.P. | E | Control |
| CCP CAM, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | E | Control |
| CCP CAM, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | E | Control |
| CCP CAM, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | E | Control |
| CCP CAM, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | E | Control |
| CCP CAM, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | E | Control |
| CCP CAM, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | E | Control |
| CCP CAM, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | E | Control |
| CCP CAM, LLC | DE | CONTEXT ASSET MANAGEMENT, L.P. | E | Control |
| CULBERTSON, JOHN, NEWELL | I | JNC CAM GP, LLC | E | Control |
| CULBERTSON, JOHN, NEWELL | I | JNC CAM GP, LLC | E | Control |
| CULBERTSON, JOHN, NEWELL | I | JNC CAM GP, LLC | E | Control |
| CULBERTSON, JOHN, NEWELL | I | JNC CAM GP, LLC | E | Control |
| CULBERTSON, JOHN, NEWELL | I | JNC CAM GP, LLC | E | Control |
| CULBERTSON, JOHN, NEWELL | I | JNC CAM GP, LLC | E | Control |
| CULBERTSON, JOHN, NEWELL | I | JNC CAM GP, LLC | E | Control |
| CULBERTSON, JOHN, NEWELL | I | JNC CAM GP, LLC | E | Control |
| BROOKS, ERIC, MITCHELL | I | CCP CAM, LLC | D | Control |
| BROOKS, ERIC, MITCHELL | I | CCP CAM, LLC | D | Control |
| BROOKS, ERIC, MITCHELL | I | CCP CAM, LLC | D | Control |
| BROOKS, ERIC, MITCHELL | I | CCP CAM, LLC | D | Control |
| BROOKS, ERIC, MITCHELL | I | CCP CAM, LLC | D | Control |
| BROOKS, ERIC, MITCHELL | I | CCP CAM, LLC | D | Control |
| BROOKS, ERIC, MITCHELL | I | CCP CAM, LLC | D | Control |
| BROOKS, ERIC, MITCHELL | I | CCP CAM, LLC | D | Control |
| CONTEXT CAPITAL PARTNERS | DE | CCP CAM, LLC | D | Control |
| CONTEXT CAPITAL PARTNERS | DE | CCP CAM, LLC | D | Control |
| CONTEXT CAPITAL PARTNERS | DE | CCP CAM, LLC | D | Control |
| CONTEXT CAPITAL PARTNERS | DE | CCP CAM, LLC | D | Control |
| CONTEXT CAPITAL PARTNERS | DE | CCP CAM, LLC | D | Control |
| CONTEXT CAPITAL PARTNERS | DE | CCP CAM, LLC | D | Control |
| CONTEXT CAPITAL PARTNERS | DE | CCP CAM, LLC | D | Control |
| CONTEXT CAPITAL PARTNERS | DE | CCP CAM, LLC | D | Control |
| EB CCP HOLDINGS, L.P. | DE | CONTEXT CAPITAL PARTNERS, L.P. | D | Control |
| EB CCP HOLDINGS, L.P. | DE | CONTEXT CAPITAL PARTNERS, L.P. | D | Control |
| EB CCP HOLDINGS, L.P. | DE | CONTEXT CAPITAL PARTNERS, L.P. | D | Control |
| EB CCP HOLDINGS, L.P. | DE | CONTEXT CAPITAL PARTNERS, L.P. | D | Control |
| EB CCP HOLDINGS, L.P. | DE | CONTEXT CAPITAL PARTNERS, L.P. | D | Control |
| EB CCP HOLDINGS, L.P. | DE | CONTEXT CAPITAL PARTNERS, L.P. | D | Control |
| EB CCP HOLDINGS, L.P. | DE | CONTEXT CAPITAL PARTNERS, L.P. | D | Control |
| EB CCP HOLDINGS, L.P. | DE | CONTEXT CAPITAL PARTNERS, L.P. | D | Control |
| JNC CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| JNC CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| JNC CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| JNC CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| JNC CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| JNC CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| JNC CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| JNC CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| RB CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| RB CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| RB CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| RB CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| RB CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| RB CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| RB CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| RB CAM GP, LLC | DE | CONTEXT ASSET MANAGEMENT GP, LLC | D | Control |
| RB CCP HOLDINGS, L.P | DE | CONTEXT CAPITAL PARTNERS, L.P. | C | Control |
| RB CCP HOLDINGS, L.P | DE | CONTEXT CAPITAL PARTNERS, L.P. | C | Control |
| RB CCP HOLDINGS, L.P | DE | CONTEXT CAPITAL PARTNERS, L.P. | C | Control |
| RB CCP HOLDINGS, L.P | DE | CONTEXT CAPITAL PARTNERS, L.P. | C | Control |
| RB CCP HOLDINGS, L.P | DE | CONTEXT CAPITAL PARTNERS, L.P. | C | Control |
| RB CCP HOLDINGS, L.P | DE | CONTEXT CAPITAL PARTNERS, L.P. | C | Control |
| RB CCP HOLDINGS, L.P | DE | CONTEXT CAPITAL PARTNERS, L.P. | C | Control |
Registrations
Federal
IA
Mar 31, 2017 REGISTERED
Address
401 CITY AVENUESUITE 800
BALA CYNWYD, PA 19004
United States
Phone: 484-430-1000