RIA Intelligence

STERLING GLOBAL STRATEGIES, LLC

CRD #172404 SEC #801-80635 CARLSBAD, CA 760-603-8881
SEC Registered
Total AUM
$214M
Discretionary
$212.9M
Employees
5
Clients
0
Accounts
491

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 5, 2019
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESICHIEF COMPLIANCE OFFICER AND PRESIDENTNA Control
CARROLL, GREGORY, JAMESIPRESIDENTNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF EXECUTIVE OFFICERNA Control
HAIG, MICHAEL, SEANICHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICERNA Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
STERLING WEALTH MANAGEMENT GROUP, INC.DEMANAGING MEMBERD Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control
EICKER, MARK, WILLIAMICHIEF INVESTMENT OFFICERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
CARROLL, GREGORY, JAMESISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control
HAIG, MICHAEL, SEANISTERLING WEALTH MANAGEMENT GROUP, INC.D Control

Registrations

Federal

IA
Mar 5, 2019 REGISTERED

Notice Filings (6)

AZ CA CO MN TX WA

Address

1808 ASTON AVE., SUITE 245
CARLSBAD, CA 92008
United States
Phone: 760-603-8881