FORNESS FINANCIAL LLC
CRD #172473 SEC #801-112637 NEEDHAM, MA (781) 400-2604
SEC Registered
Total AUM
$176.2M
Discretionary
$176.2M
Employees
3
Clients
0
Accounts
681
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORNESS, NORMAN, ANTHONY | I | MANAGING PRINCIPAL | D | Control |
| FORNESS, NORMAN, ANTHONY | I | MANAGING PRINCIPAL | D | Control |
| FORNESS, NORMAN, ANTHONY | I | MANAGING PRINCIPAL | D | Control |
| FORNESS, NORMAN, ANTHONY | I | MANAGING PRINCIPAL | D | Control |
| FORNESS, NORMAN, ANTHONY | I | MANAGING PRINCIPAL | D | Control |
| FORNESS, NORMAN, ANTHONY | I | MANAGING PRINCIPAL | D | Control |
| FORNESS, NORMAN, ANTHONY | I | MANAGING PRINCIPAL | D | Control |
| FORNESS, NORMAN, ANTHONY | I | MANAGING PRINCIPAL | D | Control |
| FORNESS, NORMAN, ANTHONY | I | MANAGING PRINCIPAL | D | Control |
| FORNESS, NORMAN, ANTHONY | I | MANAGING PRINCIPAL | D | Control |
| FORNESS, NORMAN, ANTHONY | I | MANAGING PRINCIPAL | D | Control |
| FORNESS, RYAN, CHARLES | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FORNESS, RYAN, CHARLES | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FORNESS, RYAN, CHARLES | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FORNESS, RYAN, CHARLES | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FORNESS, RYAN, CHARLES | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FORNESS, RYAN, CHARLES | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FORNESS, RYAN, CHARLES | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FORNESS, RYAN, CHARLES | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FORNESS, RYAN, CHARLES | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FORNESS, RYAN, CHARLES | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| FORNESS, RYAN, CHARLES | I | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Jan 21, 2025 REGISTERED
Notice Filings (4)
FL MA NH TX
Address
105 CHESTNUT STREETSUITE 37
NEEDHAM, MA 02492
United States
Phone: (781) 400-2604