BREAKWATER CAPITAL, LLC
Legal name: BREAKWATER CAPITAL
CRD #172498 SEC #801-118620 KALAMAZOO, MI 269-903-2360
SEC Registered
Total AUM
$142.6M
Discretionary
$142.6M
Employees
2
Clients
0
Accounts
470
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| POLLARD, ROSS, MICHAEL | I | PRESIDENT & CCO | E | Control |
| POLLARD, ROSS, MICHAEL | I | PRESIDENT & CCO | E | Control |
| POLLARD, ROSS, MICHAEL | I | PRESIDENT & CCO | E | Control |
| POLLARD, ROSS, MICHAEL | I | PRESIDENT & CCO | E | Control |
| POLLARD, ROSS, MICHAEL | I | PRESIDENT & CCO | E | Control |
| POLLARD, ROSS, MICHAEL | I | PRESIDENT & CCO | E | Control |
| POLLARD, ROSS, MICHAEL | I | PRESIDENT & CCO | E | Control |
| POLLARD, ROSS, MICHAEL | I | PRESIDENT & CCO | E | Control |
| POLLARD, ROSS, MICHAEL | I | PRESIDENT & CCO | E | Control |
| POLLARD, ROSS, MICHAEL | I | PRESIDENT & CCO | E | Control |
Registrations
Federal
IA
Mar 29, 2025 REGISTERED
Notice Filings (1)
MI
Address
251 N ROSE STREET SUITE 200KALAMAZOO, MI 49007
United States
Phone: 269-903-2360