ECOALPHA ASSET MANAGEMENT, LLC
CRD #172643 SEC #801-80335 SAN FRANCISCO, CA 415-413-0169
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
13
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 26, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHENG, WILSON, XINRONG | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| CHENG, WILSON, XINRONG | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| COLGLAZIER, STEPHAN, ALLAN | I | SENIOR INVESTMENT ANALYST | NA | |
| COLGLAZIER, STEPHAN, ALLAN | I | PORTFOLIO MANAGER | NA | |
| PKS I HOLDINGS LLC | DE | STRATEGIC PARTNER | NA | |
| PKS I HOLDINGS LLC | DE | STRATEGIC PARTNER | NA | |
| BLAYLOCK, RONALD, EDWARD | I | STRATEGIC PARTNER | B | |
| BLAYLOCK, RONALD, EDWARD | I | STRATEGIC PARTNER AND MEMBER | B | |
| BRENNAN, WILLIAM, SHAWN | I | PORTFOLIO MANAGER | B | Control |
| BRENNAN, WILLIAM, SHAWN | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | CHIEF INVESTMENT OFFICER | B | Control |
| CLARK, JONATHON, SIDNEY DEBOHUN | I | CHIEF INVESTMENT OFFICER AND MEMBER | B | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | CHIEF EXECUTIVE OFFICER | B | Control |
| FITZMAURICE, MATTHEW, OCONNELL | I | CHIEF EXECUTIVE OFFICER AND MEMBER | B | Control |
| MOOSA, ELIAS | I | PORTFOLIO MANAGER | B | Control |
| MOOSA, ELIAS, ("NMN") | I | PORTFOLIO MANAGER AND MEMBER | B | Control |
| NEUGER, WIN, JAY | I | CHAIRMAN/STRATEGIC PARTNER | B | Control |
| NEUGER, WIN, JAY | I | CHAIRMAN/STRATEGIC PARTNER AND MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCATURRO, PETER K. | I | PKS I HOLDINGS, LLC | E | Control |
| SCATURRO, PETER, KEVIN | I | PKS I HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Sep 26, 2014 REGISTERED
Notice Filings (3)
CA MN PA
Address
ONE MARKET STREET, SPEAR TOWERSUITE 3529
SAN FRANCISCO, CA 94105
United States
Phone: 415-413-0169