ASHFORD INVESTMENT MANAGEMENT, LLC
CRD #172754 SEC #801-80743 DALLAS, TX 972-778-9534
SEC Registered
Total AUM
$82.4M
Discretionary
$82.4M
Employees
4
Clients
1
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNETT, MONTGOMERY, JACK | I | MANAGER / CHIEF INVESTMENT OFFICER | NA | Control |
| BENNETT, MONTGOMERY, JACK | I | MANAGER / CHIEF INVESTMENT OFFICER | NA | Control |
| BENNETT, MONTGOMERY, JACK | I | MANAGER / CHIEF INVESTMENT OFFICER | NA | Control |
| BENNETT, MONTGOMERY, JACK | I | MANAGER / CHIEF INVESTMENT OFFICER | NA | Control |
| BENNETT, MONTGOMERY, JACK | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| BENNETT, MONTGOMERY, JACK | I | MANAGER / CHIEF EXECUTIVE OFFICER | NA | Control |
| HAYS, JAMES, ROBISON | I | MANAGER / PRESIDENT / CHIEF STRATEGY OFFICER | NA | Control |
| HAYS, JAMES, ROBISON | I | MANAGER / PRESIDENT / CHIEF STRATEGY OFFICER | NA | Control |
| HAYS, JAMES, ROBISON | I | MANAGER / PRESIDENT / CHIEF STRATEGY OFFICER | NA | Control |
| HAYS, JAMES, ROBISON | I | MANAGER / PRESIDENT / CHIEF STRATEGY OFFICER | NA | Control |
| HAYS, JAMES, ROBISON | I | MANAGER / CHIEF INVESTMENT OFFICER | NA | Control |
| HAYS, JAMES, ROBISON | I | MANAGER / CHIEF INVESTMENT OFFICER | NA | Control |
| NUNNELEY, MARK, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NUNNELEY, MARK, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PLOHG, JAMES, ALLEN | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | Control |
| PLOHG, JAMES, ALLEN | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | Control |
| PLOHG, JAMES, ALLEN | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | Control |
| PLOHG, JAMES, ALLEN | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | Control |
| PLOHG, JAMES, ALLEN | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | Control |
| PLOHG, JAMES, ALLEN | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | Control |
| ROBINSON, JEREMY, ALLEN | I | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT & INVESTOR RELATIONS | NA | |
| ROBINSON, JEREMY, ALLEN | I | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT & INVESTOR RELATIONS | NA | |
| AIM MANAGEMENT HOLDCO, LLC | DE | MEMBER | E | Control |
| AIM MANAGEMENT HOLDCO, LLC | DE | MEMBER | E | Control |
| AIM MANAGEMENT HOLDCO, LLC | DE | MEMBER | E | Control |
| AIM MANAGEMENT HOLDCO, LLC | DE | MEMBER | E | Control |
| AIM MANAGEMENT HOLDCO, LLC | DE | MEMBER | E | Control |
| AIM MANAGEMENT HOLDCO, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BENNETT, MONTGOMERY, JACK | I | AIM MANAGEMENT HOLDCO, LLC | F | Control |
| BENNETT, MONTGOMERY, JACK | I | AIM MANAGEMENT HOLDCO, LLC | F | Control |
| BENNETT, MONTGOMERY, JACK | I | AIM MANAGEMENT HOLDCO, LLC | F | Control |
| BENNETT, MONTGOMERY, JACK | I | AIM MANAGEMENT HOLDCO, LLC | F | Control |
| BENNETT, MONTGOMERY, JACK | I | AIM MANAGEMENT HOLDCO, LLC | F | Control |
| HAYS, JAMES, ROBISON | I | AIM MANAGEMENT HOLDCO, LLC | F | Control |
| HAYS, JAMES, ROBISON | I | AIM MANAGEMENT HOLDCO, LLC | F | Control |
| HAYS, JAMES, ROBISON | I | AIM MANAGEMENT HOLDCO, LLC | F | Control |
| HAYS, JAMES, ROBISON | I | AIM MANAGEMENT HOLDCO, LLC | F | Control |
| HAYS, JAMES, ROBISON | I | AIM MANAGEMENT HOLDCO, LLC | F | Control |
| HAYS, JAMES, ROBISON | I | AIM MANAGEMENT HOLDCO, LLC | F | Control |
| ASHFORD ADVISORS, INC. | DE | ASHFORD HOSPITALITY ADVISORS LLC | E | Control |
| ASHFORD ADVISORS, INC. | DE | ASHFORD HOSPITALITY ADVISORS LLC | E | Control |
| ASHFORD ADVISORS, INC. | DE | ASHFORD HOSPITALITY ADVISORS LLC | E | Control |
| ASHFORD HOSPITALITY ADVISORS LLC | DE | AIM MANAGEMENT HOLDCO, LLC | E | Control |
| ASHFORD HOSPITALITY ADVISORS LLC | DE | AIM MANAGEMENT HOLDCO, LLC | E | Control |
| ASHFORD HOSPITALITY ADVISORS LLC | DE | AIM MANAGEMENT HOLDCO, LLC | E | Control |
| ASHFORD HOSPITALITY ADVISORS LLC | DE | AIM MANAGEMENT HOLDCO, LLC | E | Control |
| ASHFORD HOSPITALITY ADVISORS LLC | DE | AIM MANAGEMENT HOLDCO, LLC | E | Control |
| ASHFORD HOSPITALITY HOLDINGS LLC | DE | ASHFORD ADVISORS, INC. | E | Control |
| ASHFORD HOSPITALITY HOLDINGS LLC | DE | ASHFORD ADVISORS, INC. | E | Control |
| ASHFORD HOSPITALITY HOLDINGS LLC | DE | ASHFORD ADVISORS, INC. | E | Control |
| ASHFORD INC. | DE | ASHFORD HOSPITALITY ADVISORS LLC | E | Control |
| ASHFORD INC. | DE | ASHFORD HOSPITALITY ADVISORS LLC | E | Control |
| ASHFORD INC. | DE | ASHFORD HOSPITALITY ADVISORS LLC | E | Control |
| ASHFORD INC. | DE | ASHFORD HOSPITALITY HOLDINGS LLC | E | Control |
| ASHFORD INC. | DE | ASHFORD HOSPITALITY HOLDINGS LLC | E | Control |
| ASHFORD INC. | DE | ASHFORD HOSPITALITY HOLDINGS LLC | E | Control |
| ASHFORD HOSPITALITY ADVISORS LLC | DE | AIM MANAGEMENT HOLDCO, LLC | D | Control |
| BENNETT, MONTGOMERY, JACK | I | AIM MANAGEMENT HOLDCO, LLC | C | Control |
Registrations
Federal
IA
Mar 23, 2020 REGISTERED
Notice Filings (1)
TX
Address
14185 DALLAS PARKWAYSUITE 1100
DALLAS, TX 75254
United States
Phone: 972-778-9534