SVB WEALTH LLC
Legal name: SVB WEALTH
CRD #172832 SEC #801-80480 BOSTON, MA 617-223-0200
SEC Registered
Total AUM
$5B
Discretionary
$4.9B
Employees
85
Clients
51
Accounts
3,739
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 10, 2025
- Branch Offices
- 10
- LEI
- 549300TQGLM6XXD5TX84
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, THOMAS, KENNETH | I | EXECUTIVE MANAGING DIRECTOR OF INVESTMENT CONSULTING & COMMUNICATION | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | EXECUTIVE MANAGING DIRECTOR OF INVESTMENT CONSULTING & COMMUNICATION | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | EXECUTIVE MANAGING DIRECTOR OF INVESTMENT CONSULTING & COMMUNICATION | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | EXECUTIVE MANAGING DIRECTOR OF INVESTMENT CONSULTING & COMMUNICATION | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | EXECUTIVE MANAGING DIRECTOR OF INVESTMENT CONSULTING & COMMUNICATION | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | EXECUTIVE MANAGING DIRECTOR OF INVESTMENT CONSULTING & COMMUNICATION | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | EXECUTIVE MANAGING DIRECTOR OF INVESTMENT CONSULTING & COMMUNICATION | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | EXECUTIVE DIRECTOR OF INVESTMENT CONSULTING & COMMUNICATION | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF OPERATING OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF OPERATING OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF OPERATING OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF OPERATING OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF OPERATING OFFICER | NA | Control |
| ANDERSON, THOMAS, KENNETH | I | CHIEF OPERATING OFFICER | NA | Control |
| BILITER, DAVID, LEE | I | PRESIDENT | NA | Control |
| BILITER, DAVID, LEE | I | PRESIDENT | NA | Control |
| BILITER, DAVID, LEE | I | PRESIDENT | NA | Control |
| BILITER, DAVID, LEE | I | PRESIDENT | NA | Control |
| BILITER, DAVID, LEE | I | PRESIDENT | NA | Control |
| BILITER, DAVID, LEE | I | PRESIDENT | NA | Control |
| BILITER, DAVID, LEE | I | PRESIDENT | NA | Control |
| BILITER, DAVID, LEE | I | PRESIDENT | NA | Control |
| BILITER, DAVID, LEE | I | PRESIDENT | NA | Control |
| BILITER, DAVID, LEE | I | PRESIDENT | NA | Control |
| BILITER, DAVID, LEE | I | PRESIDENT | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROMLEY, ADAM, CHACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BROWN, JAMES, CANNON | I | DIRECTOR | NA | Control |
| BROWN, JAMES, CANNON | I | DIRECTOR | NA | Control |
| BROWN, JAMES, CANNON | I | DIRECTOR | NA | Control |
| BYRON, RICHARD | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BYRON, RICHARD, CARL | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Byron, Richard | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Byron, Richard | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Byron, Richard | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Byron, Richard | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Byron, Richard | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Byron, Richard | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Byron, Richard | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Byron, Richard | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| Byron, Richard | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| CILIANO, BRENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CILIANO, BRENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CILIANO, BRENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CILIANO, BRENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CILIANO, BRENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CILIANO, BRENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CILIANO, BRENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CILIANO, BRENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CILIANO, BRENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CILIANO, BRENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CILIANO, BRENT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR, COMPREHENSIVE WEALTH ADVISORY SERVICES | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR, COMPREHENSIVE WEALTH ADVISORY SERVICES | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR, COMPREHENSIVE WEALTH ADVISORY SERVICES | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR, COMPREHENSIVE WEALTH ADVISORY SERVICES | NA | Control |
| COSTIGAN, DAVID, JOHN | I | EXECUTIVE MANAGING DIRECTOR, COMPREHENSIVE WEALTH ADVISORY SERVICES | NA | Control |
| DANIELS, SHARON, ANNE | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| DANIELS, SHARON, ANNE | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| DANIELS, SHARON, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| DANIELS, SHARON, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| DANIELS, SHARON, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| DANIELS, SHARON, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| DANIELS, SHARON, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| DANIELS, SHARON, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| DANIELS, SHARON, ANNE | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| DANIELS, SHARON, ANNE | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| DANIELS, SHARON, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| DANIELS, SHARON, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| DANIELS, SHARON, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| DANIELS, SHARON, ANNE | I | CHIEF OPERATING OFFICER | NA | Control |
| DANIELS, SHARON, ANNE | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | MANAGER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | MANAGER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | MANAGER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | MANAGER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | MANAGER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | MANAGER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | MANAGER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | MANAGER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | MANAGER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | MANAGER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DECHELLIS, ANTHONY, NMN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF STRATEGIC OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DELL'ORFANO, SCOTT | I | CHIEF OPERATING OFFICER | NA | Control |
| DELL'ORFANO, SCOTT, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| DELL'ORFANO, SCOTT, WILLIAM | I | PRESIDENT | NA | Control |
| DELL'ORFANO, SCOTT, WILLIAM | I | PRESIDENT | NA | Control |
| DELL'ORFANO, SCOTT, WILLIAM | I | PRESIDENT | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | CHAIRMAN OF THE BOARD | NA | Control |
| FOY, ASKARI, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOY, ASKARI, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOY, ASKARI, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF OPERATING OFFICER | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF OPERATING OFFICER | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF OPERATING OFFICER | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| GRIFFIN, COREY, ANTHONY | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| HARPS, THOMAS, BITTENBENDER | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| HARPS, THOMAS, BITTENBENDER | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| HARPS, THOMAS, BITTENBENDER | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| HEFFRON, PAULA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEFFRON, PAULA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEFFRON, PAULA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEFFRON, PAULA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEFFRON, PAULA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAFFE, RICHARD, SHERIDAN | I | HEAD OF WEALTH ADVISORY | NA | Control |
| JAFFE, RICHARD, SHERIDAN | I | HEAD OF WEALTH ADVISORY | NA | Control |
| JAFFE, RICHARD, SHERIDAN | I | HEAD OF WEALTH ADVISORY | NA | Control |
| JAFFE, RICHARD, SHERIDAN | I | HEAD OF WEALTH ADVISORY | NA | Control |
| JAFFE, RICHARD, SHERIDAN | I | HEAD OF WEALTH ADVISORY | NA | Control |
| JAFFE, RICHARD, SHERIDAN | I | HEAD OF WEALTH ADVISORY | NA | Control |
| JAFFE, RICHARD, SHERIDAN | I | HEAD OF WEALTH ADVISORY | NA | Control |
| JAFFE, RICHARD, SHERIDAN | I | HEAD OF WEALTH ADVISORY | NA | Control |
| JAFFE, RICHARD, SHERIDAN | I | HEAD OF WEALTH ADVISORY | NA | Control |
| JAFFE, RICHARD, SHERIDAN | I | HEAD OF WEALTH ADVISORY | NA | Control |
| JOHN, SULLIVAN, J | I | EXECUTIVE VICE PRESIDENT, CHIEF BUSINESS DEVELOPMENT OFFICER | NA | Control |
| JOHN, SULLIVAN, J | I | EXECUTIVE VICE PRESIDENT, CHIEF BUSINESS DEVELOPMENT OFFICER | NA | Control |
| JOHN, SULLIVAN, J | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | Control |
| JOHN, SULLIVAN, J | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | Control |
| JOHN, SULLIVAN, J | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, J | I | DIRECTOR | NA | Control |
| KAYE, DAVID, JOHN | I | DIRECTOR | NA | Control |
| KAYE, DAVID, JOHN | I | DIRECTOR | NA | Control |
| KAYE, DAVID, JOHN | I | DIRECTOR | NA | Control |
| KAYE, DAVID, JOHN | I | DIRECTOR | NA | Control |
| KETRI, ADRIAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KETRI, ADRIAN, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KETRI, ADRIAN, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KETRI, ADRIAN, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KETRI, ADRIAN, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KETRI, ADRIAN, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KETRI, ADRIAN, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ketri, Adrian | I | CHIEF COMPLIANCE AND RISK OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONDON, LAURI, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONGLEY, JOHN, TURNBULL | I | HEAD OF WEALTH | NA | Control |
| LONGLEY, JOHN, TURNBULL | I | HEAD OF WEALTH | NA | Control |
| LONGLEY, JOHN, TURNBULL | I | HEAD OF WEALTH | NA | Control |
| LONGLEY, JOHN, TURNBULL | I | HEAD OF WEALTH | NA | Control |
| LONGLEY, JOHN, TURNBULL | I | HEAD OF WEALTH | NA | Control |
| LONGLEY, JOHN, TURNBULL | I | HEAD OF WEALTH | NA | Control |
| LONGLEY, JOHN, TURNBULL | I | HEAD OF WEALTH | NA | Control |
| LONGLEY, JOHN, TURNBULL | I | HEAD OF WEALTH | NA | Control |
| LONGLEY, JOHN, TURNBULL | I | HEAD OF WEALTH | NA | Control |
| LONGLEY, JOHN, TURNBULL | I | HEAD OF WEALTH | NA | Control |
| Longest, Michael, Lee | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Longest, Michael, Lee | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Longest, Michael, Lee | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Longest, Michael, Lee | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Longest, Michael, Lee | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Longest, Michael, Lee | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Longest, Michael, Lee | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Longest, Michael, Lee | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Longest, Michael, Lee | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Longest, Michael, Lee | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Longest, Michael, Lee | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MANNING, REED, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MARRONE, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARRONE, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARRON, JAMES, DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCARRON, JAMES, DENNIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| OBERLIES, WILLIAM, THOMAS | I | EXECUTIVE MANAGING DIRECTOR-TRUST SERVICES | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| PARKER, CHRISTOPHER, JOHN | I | EXECUTIVE MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| PARKER, ERAINE, JOHNSON | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | PRESIDENT AND DIRECTOR | NA | Control |
| RAIMONDI, PETER, JOHN | I | PRESIDENT AND DIRECTOR | NA | Control |
| RAIMONDI, PETER, JOHN | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| RAIMONDI, PETER, JOHN | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | PRESIDENT AND DIRECTOR | NA | Control |
| RAIMONDI, PETER, JOHN | I | PRESIDENT AND DIRECTOR | NA | Control |
| RAIMONDI, PETER, JOHN | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | PRESIDENT AND DIRECTOR | NA | Control |
| RAIMONDI, PETER, JOHN | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | PRESIDENT AND DIRECTOR | NA | Control |
| RAIMONDI, PETER, JOHN | I | PRESIDENT AND DIRECTOR | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, ROBERT, KARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SACCOCIA, SHANNON, LEIGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE, GAMPFER | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE, GAMPFER | I | DIRECTOR | NA | Control |
| SCHWARTZ, GEORGE, GAMPFER | I | DIRECTOR | NA | Control |
| SIMONS, PAUL, MICHAEL | I | PRESIDENT | NA | Control |
| SIMONS, PAUL, MICHAEL | I | PRESIDENT, BPW | NA | Control |
| THOMPSON, MARK | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MARK | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| THOMPSON, MARK | I | DIRECTOR | NA | Control |
| TYLANDER, PATRICK, E | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| TYLANDER, PATRICK, E | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| TYLANDER, PATRICK, E | I | TREASURER | NA | Control |
| TYLANDER, PATRICK, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TYLANDER, PATRICK, E | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TYLANDER, PATRICK, E | I | TREASURER | NA | Control |
| TYLANDER, PATRICK, E | I | TREASURER | NA | Control |
| TYLANDER, PATRICK, E | I | TREASURER | NA | Control |
| TYLANDER, PATRICK, E | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| TYLANDER, PATRICK, E | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| TYLANDER, PATRICK, E | I | TREASURER | NA | Control |
| TYLANDER, PATRICK, E | I | TREASURER | NA | Control |
| TYLANDER, PATRICK, E | I | TREASURER | NA | Control |
| TYLANDER, PATRICK, E | I | TREASURER | NA | Control |
| TYLANDER, PATRICK, E | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| VINCENT, TOBIAH, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VINCENT, TOBIAH, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VINCENT, TOBIAH, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VINCENT, TOBIAH, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VINCENT, TOBIAH, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VINCENT, TOBIAH, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VINCENT, TOBIAH, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VINCENT, TOBIAH, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VINCENT, TOBIAH, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILSON, MICHAEL, CHRISTOPHER | I | WEALTH MANAGEMENT EXECUTIVE | NA | Control |
| WILSON, MICHAEL, CHRISTOPHER | I | WEALTH MANAGEMENT EXECUTIVE | NA | Control |
| WILSON, MICHAEL, CHRISTOPHER | I | WEALTH MANAGEMENT EXECUTIVE | NA | Control |
| WILSON, MICHAEL, CHRISTOPHER | I | WEALTH MANAGEMENT EXECUTIVE | NA | Control |
| WILSON, MICHAEL, CHRISTOPHER | I | WEALTH MANAGEMENT EXECUTIVE | NA | Control |
| WILSON, MICHAEL, CHRISTOPHER | I | WEALTH MANAGEMENT EXECUTIVE | NA | Control |
| WILSON, MICHAEL, CHRISTOPHER | I | WEALTH MANAGEMENT EXECUTIVE | NA | Control |
| WILSON, MICHAEL, CHRISTOPHER | I | WEALTH MANAGEMENT EXECUTIVE | NA | Control |
| WILSON, MICHAEL, CHRISTOPHER | I | WEALTH MANAGEMENT EXECUTIVE | NA | Control |
| WILSON, MICHAEL, CHRISTOPHER | I | WEALTH MANAGEMENT EXECUTIVE | NA | Control |
| WILSON, MICHAEL, CHRISTOPHER | I | WEALTH MANAGEMENT EXECUTIVE | NA | Control |
| WOODSON, WILLIAM, IRVIN | I | PRESIDENT, KLS | NA | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | OWNER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | OWNER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| BOSTON PRIVATE BANK & TRUST COMPANY | DE | MEMBER | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| FIRST-CITIZENS BANK & TRUST COMPANY | DE | PARENT | E | Control |
| SILICON VALLEY BANK | DE | PARENT | E | Control |
| SILICON VALLEY BANK | DE | PARENT | E | Control |
| SILICON VALLEY BANK | DE | PARENT | E | Control |
| SILICON VALLEY BANK | DE | PARENT | E | Control |
| SILICON VALLEY BANK | DE | PARENT | E | Control |
| SILICON VALLEY BANK | DE | PARENT | E | Control |
| SILICON VALLEY BANK | DE | PARENT | E | Control |
| SILICON VALLEY BANK | DE | PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | BOSTON PRIVATE BANK & TRUST COMPANY | E | Control |
| FIRST CITIZENS BANCSHARES, INC. | DE | FIRST-CITIZENS BANK & TRUST COMPANY | E | Control |
| FIRST CITIZENS BANCSHARES, INC. | DE | FIRST-CITIZENS BANK & TRUST COMPANY | E | Control |
| FIRST CITIZENS BANCSHARES, INC. | DE | FIRST-CITIZENS BANK & TRUST COMPANY | E | Control |
| FIRST CITIZENS BANCSHARES, INC. | DE | FIRST-CITIZENS BANK & TRUST COMPANY | E | Control |
| FIRST CITIZENS BANCSHARES, INC. | DE | FIRST-CITIZENS BANK & TRUST COMPANY | E | Control |
| FIRST CITIZENS BANCSHARES, INC. | DE | FIRST-CITIZENS BANK & TRUST COMPANY | E | Control |
| FIRST CITIZENS BANCSHARES, INC. | DE | FIRST-CITIZENS BANK & TRUST COMPANY | E | Control |
| FIRST CITIZENS BANCSHARES, INC. | DE | FIRST-CITIZENS BANK & TRUST COMPANY | E | Control |
| FIRST CITIZENS BANCSHARES, INC. | DE | FIRST-CITIZENS BANK & TRUST COMPANY | E | Control |
| SVB FINANCIAL GROUP | DE | SILICON VALLEY BANK | E | Control |
| SVB FINANCIAL GROUP | DE | SILICON VALLEY BANK | E | Control |
| SVB FINANCIAL GROUP | DE | SILICON VALLEY BANK | E | Control |
| SVB FINANCIAL GROUP | DE | SILICON VALLEY BANK | E | Control |
| SVB FINANCIAL GROUP | DE | SILICON VALLEY BANK | E | Control |
| SVB FINANCIAL GROUP | DE | SILICON VALLEY BANK | E | Control |
| SVB FINANCIAL GROUP | DE | SILICON VALLEY BANK | E | Control |
Registrations
Federal
IA
Dec 10, 2025 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VI VT WA WI WV
Address
53 STATE STREET28TH FLOOR
BOSTON, MA 02109
United States
Phone: 617-223-0200