PAGODA ASSET MANAGEMENT, LP
CRD #172893 SEC #801-80769 NEW YORK, NY 212-632-8944
SEC Registered Private Funds
Total AUM
$566.5M
Discretionary
$566.5M
Employees
8
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2018
- Branch Offices
- 0
- LEI
- 5493001CAERFPXH5ZC35
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHUNG, CHRIS, JOHN | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| CHUNG, CHRIS, JOHN | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| CHUNG, CHRIS, JOHN | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| CHUNG, CHRIS, JOHN | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| CHUNG, CHRIS, JOHN | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| HOLYCROSS, JEFFREY, MICHAEL | I | PARTNER AND SECTOR HEAD | NA | Control |
| O'REILLY, BRIAN | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| O'REILLY, BRIAN, MARTIN | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | NA | Control |
| PAGODA ASSET MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| PAGODA ASSET MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| PAGODA ASSET MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| PAGODA ASSET MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| PAGODA ASSET MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| PAGODA ASSET MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| PAGODA ASSET MANAGEMENT GP, LLC | DE | GENERAL PARTNER | NA | Control |
| VOGELMAN, GLENN, ADAM | I | PARTNER AND SECTOR HEAD | NA | Control |
| VOGELMAN, GLENN, ADAM | I | PARTNER AND SECTOR HEAD | NA | Control |
| VOGELMAN, GLENN, ADAM | I | PARTNER AND SECTOR HEAD | NA | Control |
| BERNSTEIN, ADAM, ROSEN | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | E | Control |
| BERNSTEIN, ADAM, ROSEN | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | E | Control |
| BERNSTEIN, ADAM, ROSEN | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | E | Control |
| BERNSTEIN, ADAM, ROSEN | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | E | Control |
| BERNSTEIN, ADAM, ROSEN | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | E | Control |
| BERNSTEIN, ADAM, ROSEN | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | D | Control |
| BERNSTEIN, ADAM, ROSEN | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | D | Control |
| BERNSTEIN, ADAM, ROSEN | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | D | Control |
| HOFFMAN, MARK, DANIEL | I | CHEIF OPERATING OFFICER | C | Control |
| HOFFMAN, MARK, DANIEL | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| HOFFMAN, MARK, DANIEL | I | CHEIF OPERATING OFFICER | B | Control |
| VOGELMAN, GLENN, ADAM | I | PARTNER AND SECTOR HEAD | A | Control |
| VOGELMAN, GLENN, ADAM | I | PARTNER AND SECTOR HEAD | A | Control |
| VOGELMAN, GLENN, ADAM | I | PARTNER AND SECTOR HEAD | A | Control |
| VOGELMAN, GLENN, ADAM | I | PARTNER AND SECTOR HEAD | A | Control |
| VOGELMAN, GLENN, ADAM | I | PARTNER AND SECTOR HEAD | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HOLYCROSS, JEFFREY, MICHAEL | I | PAGODA ASSET MANAGEMENT GP, LLC | F | Control |
| VOGELMAN, GLENN, ADAM | I | PAGODA ASSET MANAGEMENT GP, LLC | F | Control |
| VOGELMAN, GLENN, ADAM | I | PAGODA ASSET MANAGEMENT GP, LLC | F | Control |
| VOGELMAN, GLENN, ADAM | I | PAGODA ASSET MANAGEMENT GP, LLC | F | Control |
| VOGELMAN, GLENN, ADAM | I | PAGODA ASSET MANAGEMENT GP, LLC | F | Control |
| VOGELMAN, GLENN, ADAM | I | PAGODA ASSET MANAGEMENT GP, LLC | F | Control |
| BERNSTEIN, ADAM, ROSEN | I | PAGODA ASSET MANAGEMENT GP, LLC | E | Control |
| BERNSTEIN, ADAM, ROSEN | I | PAGODA ASSET MANAGEMENT GP, LLC | E | Control |
| BERNSTEIN, ADAM, ROSEN | I | PAGODA ASSET MANAGEMENT GP, LLC | E | Control |
| BERNSTEIN, ADAM, ROSEN | I | PAGODA ASSET MANAGEMENT GP, LLC | E | Control |
| BERNSTEIN, ADAM, ROSEN | I | PAGODA ASSET MANAGEMENT GP, LLC | E | Control |
| BERNSTEIN, ADAM, ROSEN | I | PAGODA ASSET MANAGEMENT GP, LLC | D | Control |
| BERNSTEIN, ADAM, ROSEN | I | PAGODA ASSET MANAGEMENT GP, LLC | D | Control |
| HOFFMAN, MARK, DANIEL | I | PAGODA ASSET MANAGEMENT GP, LLC | C | Control |
| HOFFMAN, MARK, DANIEL | I | PAGODA ASSET MANAGEMENT GP, LLC | C | Control |
Registrations
Federal
IA
Mar 19, 2018 REGISTERED
Notice Filings (1)
NY
Address
527 MADISON AVENUE12TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-632-8944