NEWOAK ASSET MANAGEMENT LLC
CRD #172956 SEC #801-80361 NEW YORK, NY 212 209 0850
SEC Registered
Total AUM
$29.8M
Discretionary
$29.8M
Employees
6
Clients
0
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| D'VARI, RON | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRISCHLING, JAMES, LAURENCE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRISCHLING, JAMES, LAURENCE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRISCHLING, JAMES, LAURENCE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRISCHLING, JAMES, LAURENCE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRISCHLING, JAMES, LAURENCE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRISCHLING, JAMES, LAURENCE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRISCHLING, JAMES, LAURENCE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRISCHLING, JAMES, LAURENCE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRISCHLING, JAMES, LAURENCE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE SHAREHOLDER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE MEMBER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE MEMBER OF APPLICANT, MANAGING MEMBER | E | Control |
| NEWOAK CAPITAL LLC | DE | SOLE MEMBER OF APPLICANT, MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRISCHLING, JAMES, LAURENCE | I | NEWOAK GENERAL PARTNERS LLC | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| NEWOAK GENERAL PARTNERS LLC | DE | NEWOAK CAPITAL HOLDINGS L.P. | F | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | E | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS LLC | E | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | E | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS LLC | E | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | E | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS LLC | E | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | E | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS LLC | E | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | E | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS LLC | E | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | E | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS LLC | E | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | E | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| NEWOAK CAPITAL HOLDINGS L.P. | DE | NEWOAK CAPITAL LLC | E | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS | D | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS | D | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS | D | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS | D | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS | D | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS | D | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS | D | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS | D | Control |
| D'VARI, RON | I | NEWOAK GENERAL PARTNERS | D | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | C | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | C | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | C | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | C | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | C | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | C | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | C | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | C | Control |
| D'VARI, RON | I | NEWOAK CAPITAL HOLDINGS L.P. | C | Control |
| FRISCHLING, JAMES, LAURENCE | I | NEWOAK GENERAL PARTNERS LLC | C | Control |
| FRISCHLING, JAMES, LAURENCE | I | NEWOAK GENERAL PARTNERS LLC | C | Control |
| FRISCHLING, JAMES, LAURENCE | I | NEWOAK GENERAL PARTNERS LLC | C | Control |
| FRISCHLING, JAMES, LAURENCE | I | NEWOAK GENERAL PARTNERS LLC | C | Control |
| FRISCHLING, JAMES, LAURENCE | I | NEWOAK GENERAL PARTNERS LLC | C | Control |
| FRISCHLING, JAMES, LAURENCE | I | NEWOAK GENERAL PARTNERS LLC | C | Control |
| FRISCHLING, JAMES, LAURENCE | I | NEWOAK GENERAL PARTNERS LLC | C | Control |
| FRISCHLING, JAMES, LAURENCE | I | NEWOAK GENERAL PARTNERS LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (2)
CT NY
Address
3 COLUMBUS CIRCLE, 15TH FL.NEW YORK, NY 10019-8760
United States
Phone: 212 209 0850