SERENDIPEQUITY, LLC
CRD #172958 SEC #801-80382 SAN FRANCISCO, CA 415-450-0034
SEC Registered Private Funds
Total AUM
$0
Discretionary
$0
Employees
3
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 26, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PAUL, GARRETT, N | I | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SERENDIPEQUITY CAPITAL PARTNERS, LLC | DE | 91% OWNER OF SERENDIPEQUITY, LLC, THE INVESTMENT ADVISORY FIRM | E | Control |
| SERENDIPEQUITY CAPITAL PARTNERS, LLC | DE | 91% OWNER OF SERENDIPEQUITY, LLC, THE INVESTMENT ADVISORY FIRM | E | Control |
| PAUL, GARRETT, N | I | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | C | Control |
| SERENDIPEQUITY LTD. | FE | 8% OWNER OF SERENDIPEQUITY, LLC THE INVESTMENT ADVISORY FIRM | A | |
| SERENDIPEQUITY LTD. | FE | 8% OWNER OF SERENDIPEQUITY, LLC THE INVESTMENT ADVISORY FIRM | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PAUL, GARRETT, N | I | SERENDIPEQUITY CAPITAL PARTNERS, LLC | C | Control |
| PAUL, GARRETT, N | I | SERENDIPEQUITY CAPITAL PARTNERS, LLC | C | Control |
| SULLIVAN, TIMOTHY, EVAN | I | SERENDIPEQUITY CAPITAL PARTNERS, LLC | C | |
| SULLIVAN, TIMOTHY, EVAN | I | SERENDIPEQUITY CAPITAL PARTNERS, LLC | C |
Registrations
Federal
IA
Sep 26, 2014 REGISTERED
Notice Filings (1)
CA
Address
71 STEVENSON STREETSUITE 400
SAN FRANCISCO, CA 94105
United States
Phone: 415-450-0034