FOUNDERS FINANCIAL ALLIANCE, LLC
CRD #173011 SEC #801-108700 RALEIGH, NC 855-860-5940
SEC Registered
Total AUM
$1B
Discretionary
$1B
Employees
32
Clients
10
Accounts
3,918
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $1B | $1B | $181.2K | 32 | 1 |
| Oct 2024 | $700.9M | $700M | $926K | 28 | 0 |
| Mar 2024 | $700.9M | $700M | $926K | 28 | 0 |
| May 2023 | $617.1M | $616.3M | $814.7K | 28 | 0 |
| Mar 2023 | $617.1M | $616.3M | $814.7K | 28 | 0 |
| Nov 2022 | $642.8M | $641.9M | $931.7K | 30 | 0 |
| Feb 2022 | $642.8M | $641.9M | $931.7K | 30 | 0 |
| Jan 2022 | $588.5M | $587.4M | $1.1M | 23 | 0 |
| May 2021 | $588.5M | $587.4M | $1.1M | 23 | 0 |
| Apr 2021 | $588.5M | $587.4M | $1.1M | 23 | 0 |
| Apr 2021 | $588.5M | $587.4M | $1.1M | 23 | 0 |
| Mar 2021 | $588.5M | $587.4M | $1.1M | 23 | 0 |
| Feb 2021 | $588.5M | $587.4M | $1.1M | 23 | 0 |
| Oct 2020 | $317.8M | $316.7M | $1.1M | 18 | 23 |
| Jun 2020 | $317.8M | $316.7M | $1.1M | 18 | 23 |
| Jun 2020 | $317.8M | $316.7M | $1.1M | 18 | 23 |
| Apr 2020 | $317.8M | $316.7M | $1.1M | 18 | 23 |
| Mar 2020 | $317.8M | $316.7M | $1.1M | 18 | 23 |
| Sep 2019 | $250.3M | $249.2M | $1.1M | 20 | 0 |
| Feb 2019 | $250.3M | $249.2M | $1.1M | 20 | 0 |
| Dec 2018 | $238.6M | $237.3M | $1.3M | 16 | 6 |
| Nov 2018 | $238.6M | $237.3M | $1.3M | 16 | 6 |
| Nov 2018 | $238.6M | $237.3M | $1.3M | 16 | 6 |
| Nov 2018 | $238.6M | $237.3M | $1.3M | 16 | 6 |
| Aug 2018 | $238.6M | $237.3M | $1.3M | 16 | 6 |
| Jul 2018 | $238.6M | $237.3M | $1.3M | 16 | 6 |
| Jul 2018 | $238.6M | $237.3M | $1.3M | 16 | 6 |
| May 2018 | $151.8M | $150.5M | $1.3M | 16 | 6 |
| May 2018 | $151.8M | $150.5M | $1.3M | 16 | 6 |
| May 2018 | $151.8M | $150.5M | $1.3M | 16 | 6 |
| Mar 2018 | $151.8M | $150.5M | $1.3M | 16 | 6 |
| Mar 2018 | $151.8M | $150.5M | $1.3M | 16 | 6 |
| Aug 2017 | $129.7M | $128.7M | $951.4K | 14 | 300 |
| May 2017 | $117.3M | $116.4M | $914K | 11 | 1 |
| May 2017 | $117.3M | $116.4M | $914K | 11 | 1 |
| Apr 2017 | $69.3M | $69.3M | $0 | 11 | 1 |
| Apr 2017 | $69.3M | $69.3M | $0 | 11 | 1 |
| Mar 2017 | $69.3M | $69.3M | $0 | 11 | 1 |
| Mar 2017 | $69.3M | $69.3M | $0 | 11 | 1 |
| Jan 2017 | $69.3M | $69.3M | $0 | 11 | 1 |
| Nov 2016 | $62.6M | $62.6M | $0 | 12 | 26 |
| Nov 2016 | $62.6M | $62.6M | $0 | 12 | 26 |
DateMar 2025
Total AUM$1B
Discretionary$1B
Non-Disc.$181.2K
Employees32
Clients1
DateOct 2024
Total AUM$700.9M
Discretionary$700M
Non-Disc.$926K
Employees28
Clients0
DateMar 2024
Total AUM$700.9M
Discretionary$700M
Non-Disc.$926K
Employees28
Clients0
DateMay 2023
Total AUM$617.1M
Discretionary$616.3M
Non-Disc.$814.7K
Employees28
Clients0
DateMar 2023
Total AUM$617.1M
Discretionary$616.3M
Non-Disc.$814.7K
Employees28
Clients0
DateNov 2022
Total AUM$642.8M
Discretionary$641.9M
Non-Disc.$931.7K
Employees30
Clients0
DateFeb 2022
Total AUM$642.8M
Discretionary$641.9M
Non-Disc.$931.7K
Employees30
Clients0
DateJan 2022
Total AUM$588.5M
Discretionary$587.4M
Non-Disc.$1.1M
Employees23
Clients0
DateMay 2021
Total AUM$588.5M
Discretionary$587.4M
Non-Disc.$1.1M
Employees23
Clients0
DateApr 2021
Total AUM$588.5M
Discretionary$587.4M
Non-Disc.$1.1M
Employees23
Clients0
DateApr 2021
Total AUM$588.5M
Discretionary$587.4M
Non-Disc.$1.1M
Employees23
Clients0
DateMar 2021
Total AUM$588.5M
Discretionary$587.4M
Non-Disc.$1.1M
Employees23
Clients0
DateFeb 2021
Total AUM$588.5M
Discretionary$587.4M
Non-Disc.$1.1M
Employees23
Clients0
DateOct 2020
Total AUM$317.8M
Discretionary$316.7M
Non-Disc.$1.1M
Employees18
Clients23
DateJun 2020
Total AUM$317.8M
Discretionary$316.7M
Non-Disc.$1.1M
Employees18
Clients23
DateJun 2020
Total AUM$317.8M
Discretionary$316.7M
Non-Disc.$1.1M
Employees18
Clients23
DateApr 2020
Total AUM$317.8M
Discretionary$316.7M
Non-Disc.$1.1M
Employees18
Clients23
DateMar 2020
Total AUM$317.8M
Discretionary$316.7M
Non-Disc.$1.1M
Employees18
Clients23
DateSep 2019
Total AUM$250.3M
Discretionary$249.2M
Non-Disc.$1.1M
Employees20
Clients0
DateFeb 2019
Total AUM$250.3M
Discretionary$249.2M
Non-Disc.$1.1M
Employees20
Clients0
DateDec 2018
Total AUM$238.6M
Discretionary$237.3M
Non-Disc.$1.3M
Employees16
Clients6
DateNov 2018
Total AUM$238.6M
Discretionary$237.3M
Non-Disc.$1.3M
Employees16
Clients6
DateNov 2018
Total AUM$238.6M
Discretionary$237.3M
Non-Disc.$1.3M
Employees16
Clients6
DateNov 2018
Total AUM$238.6M
Discretionary$237.3M
Non-Disc.$1.3M
Employees16
Clients6
DateAug 2018
Total AUM$238.6M
Discretionary$237.3M
Non-Disc.$1.3M
Employees16
Clients6
DateJul 2018
Total AUM$238.6M
Discretionary$237.3M
Non-Disc.$1.3M
Employees16
Clients6
DateJul 2018
Total AUM$238.6M
Discretionary$237.3M
Non-Disc.$1.3M
Employees16
Clients6
DateMay 2018
Total AUM$151.8M
Discretionary$150.5M
Non-Disc.$1.3M
Employees16
Clients6
DateMay 2018
Total AUM$151.8M
Discretionary$150.5M
Non-Disc.$1.3M
Employees16
Clients6
DateMay 2018
Total AUM$151.8M
Discretionary$150.5M
Non-Disc.$1.3M
Employees16
Clients6
DateMar 2018
Total AUM$151.8M
Discretionary$150.5M
Non-Disc.$1.3M
Employees16
Clients6
DateMar 2018
Total AUM$151.8M
Discretionary$150.5M
Non-Disc.$1.3M
Employees16
Clients6
DateAug 2017
Total AUM$129.7M
Discretionary$128.7M
Non-Disc.$951.4K
Employees14
Clients300
DateMay 2017
Total AUM$117.3M
Discretionary$116.4M
Non-Disc.$914K
Employees11
Clients1
DateMay 2017
Total AUM$117.3M
Discretionary$116.4M
Non-Disc.$914K
Employees11
Clients1
DateApr 2017
Total AUM$69.3M
Discretionary$69.3M
Non-Disc.$0
Employees11
Clients1
DateApr 2017
Total AUM$69.3M
Discretionary$69.3M
Non-Disc.$0
Employees11
Clients1
DateMar 2017
Total AUM$69.3M
Discretionary$69.3M
Non-Disc.$0
Employees11
Clients1
DateMar 2017
Total AUM$69.3M
Discretionary$69.3M
Non-Disc.$0
Employees11
Clients1
DateJan 2017
Total AUM$69.3M
Discretionary$69.3M
Non-Disc.$0
Employees11
Clients1
DateNov 2016
Total AUM$62.6M
Discretionary$62.6M
Non-Disc.$0
Employees12
Clients26
DateNov 2016
Total AUM$62.6M
Discretionary$62.6M
Non-Disc.$0
Employees12
Clients26