HARBORVIEW ADVISORS, LLC
Legal name: HARBORVIEW ADVISORS
CRD #173012 SEC #801-80307 PORTLAND, ME 207-775-4900
SEC Registered
Total AUM
$225.3M
Discretionary
$208.9M
Employees
6
Clients
--
Accounts
821
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maine
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUARINO, PETER, ROSERIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| Galloway, Peter, P | I | CHIEF COMPLIANCE OFFICER | NA | |
| Galloway, Peter, P | I | CHIEF COMPLIANCE OFFICER | NA | |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| KRIGMAN, HARRY, MARC | I | PRINCIPAL | NA | Control |
| RYPKEMA, BRIAN, JAMES | I | MANAGER / CHIEF COMPLIANCE OFFICER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF COMPLIANCE OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| STONG, DARYL, TRENTON | I | CHIEF OPERATING OFFICER AND MANAGER | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| TODD, WILLIAM, ROBERT | I | PRESIDENT | NA | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| HARBORVIEW INVESTMENTS, LLC | DE | MANAGING MEMBER | E | Control |
| INTERIM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| SWENSON, DREW, ERIK | I | HI HOLDINGS, LLC | E | Control |
| HI HOLDINGS, LLC | DE | BAVELIER WEALTH MANAGEMENT, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| HI HOLDINGS, LLC | DE | HARBORVIEW INVESTMENTS, LLC | C | Control |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| KRIGMAN, HARRY, MARC | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| STONG, DARYL, TRENTON | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C | |
| TODD, WILLIAM, ROBERT | I | HARBORVIEW INVESTMENTS LLC | C |
Registrations
Federal
IA
Mar 29, 2021 REGISTERED
Notice Filings (6)
FL MA ME NH NY TX
Address
ONE CITY CENTER8TH FLOOR
PORTLAND, ME 04101
United States
Phone: 207-775-4900