ASPIREAN WEALTH, LLC
CRD #173138 SEC #801-121642 MILL VALLEY, CA (844) 687-5342
SEC Registered
Total AUM
$194.8M
Discretionary
$133.5M
Employees
4
Clients
10
Accounts
447
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALVAREZ, BRADLEY, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVAREZ, BRADLEY, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVAREZ, BRADLEY, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVAREZ, BRADLEY, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVAREZ, BRADLEY, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVAREZ, BRADLEY, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVAREZ, BRADLEY, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVAREZ, BRADLEY, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALVAREZ, BRADLEY, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRACE, PAUL, VICTOR | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| GRACE, PAUL, VICTOR | I | MANAGING MEMBER | E | Control |
| GRACE, PAUL, VICTOR | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| GRACE, PAUL, VICTOR | I | MANAGING MEMBER | E | Control |
| GRACE, PAUL, VICTOR | I | MANAGING MEMBER | E | Control |
| GRACE, PAUL, VICTOR | I | MANAGING MEMBER | E | Control |
| GRACE, PAUL, VICTOR | I | MANAGING MEMBER | D | Control |
| GRACE, PAUL, VICTOR | I | MANAGING MEMBER | D | Control |
| GRACE, PAUL, VICTOR | I | MANAGING MEMBER | D | Control |
| LEGACY ADVISORS AGENCY LLC | DE | HOLDING COMPANY | D | Control |
| LEGACY ADVISORS AGENCY LLC | DE | HOLDING COMPANY | D | Control |
| LEGACY ADVISORS AGENCY LLC | DE | HOLDING COMPANY | D | Control |
| LEGACY ADVISORS AGENCY LLC | DE | HOLDING COMPANY | D | Control |
| LEGACY ADVISORS AGENCY LLC | DE | HOLDING COMPANY | D | Control |
| GRACE, PAUL, VICTOR | I | MANAGING MEMBER | C | Control |
| GRACE, PAUL, VICTOR | I | MANAGING MEMBER | C | Control |
| LEGACY ADVISORS AGENCY LLC | DE | HOLDING COMPANY | C | Control |
| LEGACY ADVISORS AGENCY LLC | DE | HOLDING COMPANY | C | Control |
| LEGACY ADVISORS AGENCY LLC | DE | HOLDING COMPANY | C | Control |
| LEGACY ADVISORS AGENCY LLC | DE | HOLDING COMPANY | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WINKLER, CHRISTOPHER, MICHAEL | I | LEGACY ADVISORS AGENCY LLC | F | Control |
| WINKLER, CHRISTOPHER, MICHAEL | I | LEGACY ADVISORS AGENCY LLC | F | Control |
| WINKLER, CHRISTOPHER, MICHAEL | I | LEGACY ADVISORS AGENCY LLC | F | Control |
| WINKLER, CHRISTOPHER, MICHAEL | I | LEGACY ADVISORS AGENCY LLC | F | Control |
| WINKLER, CHRISTOPHER, MICHAEL | I | LEGACY ADVISORS AGENCY LLC | F | Control |
| WINKLER, CHRISTOPHER, MICHAEL | I | LEGACY ADVISORS AGENCY LLC | F | Control |
| WINKLER, CHRISTOPHER, MICHAEL | I | LEGACY ADVISORS AGENCY LLC | F | Control |
| WINKLER, CHRISTOPHER, MICHAEL | I | LEGACY ADVISORS AGENCY LLC | F | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (5)
CA FL IN MI TX
Address
6 KNOLL LANESUITE B
MILL VALLEY, CA 94941
United States
Phone: (844) 687-5342