A.G. MORGAN FINANCIAL ADVISORS, LLC
CRD #173292 SEC #801-80731 MASSAPEQUA, NY 516-798-1100
SEC Registered Disclosures
Total AUM
$174.6M
Discretionary
$0
Employees
3
Clients
251
Accounts
1,687
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2024
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIBBONS, DEEPA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBONS, DEEPA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBONS, DEEPA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIBBONS, DEEPA | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIBBONS, DEEPA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCARTHUR, JAMES, EDWARD | I | PRESIDENT | NA | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| CAMARDA, VINCENT, JEROME | I | CEO, CHAIRMAN | E | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCARTHUR, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Mar 26, 2024 REGISTERED
Notice Filings (10)
CA CO CT FL NC NH NJ NY PA TX
Address
5260 MERRICK ROADMASSAPEQUA, NY 11758
United States
Phone: 516-798-1100