LEONES CAPITAL ADVISORS, LLC
CRD #173317 SEC #801-80795 BEVERLY HILLS, CA 310-358-3029
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 19, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HORSMAN, SIMON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HORSMAN, SIMON, MALCOLM JON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROTHBERG, ARTHUR | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ROTHBERG, ARTHUR, F. | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| DUBAND, WAYNE | I | MEMBER | E | Control |
| DUBAND, WAYNE | I | MEMBER | E | Control |
Registrations
Federal
IA
Dec 19, 2014 REGISTERED
Address
8840 WILSHIRE BLVD3RD FLOOR
BEVERLY HILLS, CA 90211
United States
Phone: 310-358-3029