MLV WEALTH LLC
CRD #173345 SEC #801-80740 PALM BEACH, FL 561-952-4500
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
6
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 23, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SANDSTROM, SCOTT, A | I | MANAGING PRINCIPAL | NA | Control |
| SANDSTROM, SCOTT, ANDERSON | I | ELECTED MANAGER | NA | Control |
| WALTERS, CATHERINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALTERS, CATHERINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MLV & CO. FINANCIAL LLC | DE | MEMBER | D | Control |
| MLV & CO. FINANCIAL LLC | DE | OWNER | D | Control |
| SANDS HOLDINGS, LLC | DE | MEMBER | D | Control |
| SANDS HOLDINGS, LLC | DE | OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MCNICOLL & CO. LLC | DE | MLV & CO. FINANCIAL LLC | E | Control |
| MCNICOLL & CO. LLC | DE | MLV & CO. FINANCIAL LLC | E | Control |
| MCNICOLL, PATRICE | I | MCNICOLL & CO. LLC | E | Control |
| MCNICOLL, PATRICE | I | MCNICOLL & CO. LLC | E | Control |
| SANDSTROM, ANGEL | I | SANDS HOLDINGS, LLC | E | Control |
| SANDSTROM, ANGEL, WOOD | I | SANDS HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Dec 23, 2014 REGISTERED
Notice Filings (2)
FL NY
Address
240 ROYAL PALM WAYPALM BEACH, FL 33480
United States
Phone: 561-952-4500