SCHWAB WEALTH INVESTMENT ADVISORY, INC.

CRD #173455 SEC #801-80497 SAN FRANCISCO, CA 720-418-2667

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Corporation
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jul 18, 2017
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BATES, MARLENE, MARIE-LAURE	I	CHIEF FINANCIAL OFFICER	NA
BATES, MARLENE, MARIE-LAURE	I	CHIEF FINANCIAL OFFICER	NA
BATES, MARLENE, MARIE-LAURE	I	CHIEF FINANCIAL OFFICER	NA
CANADY, MICHAEL, WARREN	I	CHIEF FINANCIAL OFFICER	NA
CANADY, MICHAEL, WARREN	I	CHIEF FINANCIAL OFFICER	NA
CANADY, MICHAEL, WARREN	I	CHIEF FINANCIAL OFFICER	NA
CANADY, MICHAEL, WARREN	I	CHIEF FINANCIAL OFFICER	NA
CANADY, MICHAEL, WARREN	I	CHIEF FINANCIAL OFFICER	NA
DOOHER, ALISON, PEARCY	I	CHIEF OPERATING OFFICER	NA	Control
DOOHER, ALISON, PEARCY	I	CHIEF OPERATING OFFICER	NA	Control
DOOHER, ALISON, PEARCY	I	CHIEF OPERATING OFFICER	NA	Control
DOOHER, ALISON, PEARCY	I	CHIEF OPERATING OFFICER	NA	Control
DUDEN, FREDERICK, JOHN	I	PRESIDENT	NA	Control
DUDEN, FREDERICK, JOHN	I	PRESIDENT	NA	Control
DUDEN, FREDERICK, JOHN	I	PRESIDENT	NA	Control
MARTIN, PHILIP, ROGER	I	CHIEF COMPLIANCE OFFICER	NA
MARTIN, PHILIP, ROGER	I	CHIEF COMPLIANCE OFFICER	NA
MARTIN, PHILIP, ROGER	I	CHIEF COMPLIANCE OFFICER	NA
MARTIN, PHILIP, ROGER	I	CHIEF COMPLIANCE OFFICER	NA
MARTIN, PHILIP, ROGER	I	CHIEF COMPLIANCE OFFICER	NA
MARTIN, PHILIP, ROGER	I	CHIEF COMPLIANCE OFFICER	NA
MARTIN, PHILIP, ROGER	I	CHIEF COMPLIANCE OFFICER	NA
MARTIN, PHILIP, ROGER	I	CHIEF COMPLIANCE OFFICER	NA
MARTIN, PHILIP, ROGER	I	CHIEF COMPLIANCE OFFICER	NA
MCDANIEL, TOBIN, L	I	PRESIDENT	NA	Control
MCDANIEL, TOBIN, L	I	PRESIDENT	NA	Control
MCDANIEL, TOBIN, L	I	PRESIDENT	NA	Control
MCDANIEL, TOBIN, L	I	PRESIDENT	NA	Control
MCDANIEL, TOBIN, L	I	PRESIDENT	NA	Control
MCDANIEL, TOBIN, L	I	PRESIDENT	NA	Control
RHOADES, JOSEPH, SCOTT	I	CHIEF FINANCIAL OFFICER	NA
SCHWAB HOLDINGS	DE	100% OWNER	E	Control
SCHWAB HOLDINGS	DE	100% OWNER	E	Control
SCHWAB HOLDINGS	DE	100% OWNER	E	Control
SCHWAB HOLDINGS	DE	100% OWNER	E	Control
SCHWAB HOLDINGS	DE	100% OWNER	E	Control
SCHWAB HOLDINGS	DE	100% OWNER	E	Control
SCHWAB HOLDINGS	DE	100% OWNER	E	Control
SCHWAB HOLDINGS	DE	100% OWNER	E	Control
SCHWAB HOLDINGS	DE	100% OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
THE CHARLES SCHWAB CORPORATION	DE	SCHWAB HOLDINGS, INC.	E	Control
THE CHARLES SCHWAB CORPORATION	DE	SCHWAB HOLDINGS, INC.	E	Control
THE CHARLES SCHWAB CORPORATION	DE	SCHWAB HOLDINGS, INC.	E	Control
THE CHARLES SCHWAB CORPORATION	DE	SCHWAB HOLDINGS, INC.	E	Control
THE CHARLES SCHWAB CORPORATION	DE	SCHWAB HOLDINGS, INC.	E	Control
THE CHARLES SCHWAB CORPORATION	DE	SCHWAB HOLDINGS, INC.	E	Control
THE CHARLES SCHWAB CORPORATION	DE	SCHWAB HOLDINGS, INC.	E	Control
THE CHARLES SCHWAB CORPORATION	DE	SCHWAB HOLDINGS, INC.	E	Control
THE CHARLES SCHWAB CORPORATION	DE	SCHWAB HOLDINGS, INC.	E	Control

Registrations

Federal

Jul 18, 2017 REGISTERED

Notice Filings (52)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV

Address

211 MAIN STREET
SAN FRANCISCO, CA 94105
United States

Phone: 720-418-2667