WARWICK INVESTMENT GROUP, LLC
CRD #173556 SEC #801-80670 OKLAHOMA CITY, OK 405-463-6375
SEC Registered
Total AUM
--
Discretionary
--
Employees
20
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 25, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PACKER, CLAIRE, ARNOTE RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PACKER, CLAIRE, ARNOTE RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RICHARD, KATHERINE, TAAFFE | I | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER | E | Control |
| RICHARD, KATHERINE, TAAFFE | I | CHIEF EXECUTIVE OFFICER; MEMBER | E | Control |
Registrations
Federal
IA
Nov 25, 2014 REGISTERED
Notice Filings (1)
OK
Address
900 W. WILSHIRE BLVD.OKLAHOMA CITY, OK 73116-7024
United States
Phone: 405-463-6375