OCEANIS FINANCIAL ADVISORS, LLC
CRD #173581 SEC #801-117601 MIAMI, FL 336-655-1400
SEC Registered
Total AUM
$115.4M
Discretionary
$115.4M
Employees
1
Clients
--
Accounts
63
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 24, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OTERO, ALBERTO | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| OTERO, ALBERTO, NMI | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| OTERO, ALBERTO, NMI | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| OTERO, ALBERTO, NMI | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| OTERO, ALBERTO, NMI | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 24, 2020 REGISTERED
Notice Filings (1)
FL
Address
40 SW 13TH STREETSUITE 605
MIAMI, FL 33130
United States
Phone: 336-655-1400