SWAN GLOBAL MANAGEMENT LLC
Legal name: SWAN GLOBAL MANAGEMENT
CRD #173621 SEC #801-80552 HUMACAO, PR 970-382-9055
SEC Registered
Total AUM
$2.4B
Discretionary
$2.4B
Employees
3
Clients
--
Accounts
1,969
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Puerto Rico
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| ENGELKEN, JAMES, A | I | CCO | NA | |
| ENGELKEN, JAMES, A | I | CCO | NA | |
| ENGELKEN, JAMES, A | I | CCO | NA | |
| ENGELKEN, JAMES, A | I | CCO | NA | |
| ENGELKEN, JAMES, A | I | CCO | NA | |
| ENGELKEN, JAMES, A | I | CCO | NA | |
| ENGELKEN, JAMES, A | I | CCO | NA | |
| ENGELKEN, JAMES, A | I | CCO | NA | |
| SWAN, RANDALL, WILLIAM | I | CEO | E | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | E | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | E | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| SWAN, RANDALL, WILLIAM | I | CEO, MANAGING MEMBER | D | Control |
| FTV IV, L.P. | DE | MINORITY OWNER | B | |
| FTV IV, L.P. | DE | MINORITY OWNER | B | |
| FTV IV, L.P. | DE | MINORITY OWNER | B | |
| FTV IV, L.P. | DE | MINORITY OWNER | B | |
| FTV IV, L.P. | DE | MINORITY OWNER | B | |
| FTV IV, L.P. | DE | MINORITY OWNER | B | |
| FTV IV, L.P. | DE | MINORITY OWNER | B | |
| FTV IV, L.P. | DE | MINORITY OWNER | B | |
| FTV IV, L.P. | DE | MINORITY OWNER | B | |
| FTV IV, L.P. | DE | MINORITY OWNER | B | |
| FTV IV, L.P. | DE | MINORITY OWNER | B | |
| FTV IV, L.P. | DE | MINORITY OWNER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B | |
| SWAN, LAURA, K | I | MEMBER | B |
Registrations
Federal
IA
Mar 25, 2025 REGISTERED
Notice Filings (1)
PR
Address
20 RIDGE TOP DR.PALMAS DEL MAR
HUMACAO, PR 00791
United States
Phone: 970-382-9055