AURORA LESLIE LLC
Legal name: ALC ADVISORY
CRD #173739 SEC #801-115006 LEXINGTON, MA 781-489-3040
SEC Registered
Total AUM
$3.7M
Discretionary
$3.7M
Employees
2
Clients
0
Accounts
12
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAPOBIANCO, MICHAEL, JOHN | I | CCO OWNER | E | Control |
| CAPOBIANCO, MICHAEL, JOHN | I | CCO OWNER | E | Control |
Registrations
Federal
IA
Mar 18, 2019 REGISTERED
Notice Filings (1)
MA
Address
5 MILITIA DRSUITE 2
LEXINGTON, MA 02421
United States
Phone: 781-489-3040