CAPTION MANAGEMENT, LLC
CRD #173841 SEC #801-110893 OKLAHOMA CITY, OK 347-797-5101
SEC Registered Private Funds
Total AUM
$3.1B
Discretionary
$3.1B
Employees
19
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 1
- LEI
- 2549000LVCQZLNQA1U89
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Ballinger, Dylan, Marann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ballinger, Dylan, Marann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ballinger, Dylan, Marann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ballinger, Dylan, Marann | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Ballinger, Dylan, Marann | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Ballinger, Dylan, Marann | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Ballinger, Dylan, Marann | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Ballinger, Dylan, Marann | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Ballinger, Dylan, Marann | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| Ballinger, Dylan, Marann | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| LECHTENBERGER, TODD, STEPHEN | I | PORTFOLIO MANAGER OF AMALFI FUND LP | NA | |
| COOPER, WILLIAM, LAMBLÈ | I | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | MANAGING MEMBER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | MANAGING MEMBER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | MANAGING MEMBER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | C | Control |
| COOPER, WILLIAM, LAMBLÈ | I | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | C | Control |
| STRASSER, JASON | I | MANAGING MEMBER | C | Control |
| STRASSER, JASON | I | MANAGING MEMBER | C | Control |
| STRASSER, JASON | I | MANAGING MEMBER | C | Control |
| STRASSER, JASON | I | MANAGING MEMBER | C | Control |
| STRASSER, JASON | I | MANAGING MEMBER | C | Control |
| STRASSER, JASON | I | MANAGING MEMBER | C | Control |
| STRASSER, JASON | I | MANAGING MEMBER | C | Control |
| STRASSER, JASON | I | MANAGING MEMBER | C | Control |
| STRASSER, JASON | I | MANAGING MEMBER | C | Control |
| STRASSER, JASON, SAM BARNATHAN | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER AND CHIEF RISK OFFICER | C | Control |
| STRASSER, JASON, SAM BARNATHAN | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER AND CHIEF RISK OFFICER | C | Control |
| STRASSER, JASON, SAM BARNATHAN | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER AND CHIEF RISK OFFICER | C | Control |
| STRASSER, JASON, SAM BARNATHAN | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER AND CHIEF RISK OFFICER | C | Control |
| STRASSER, JASON, SAM BARNATHAN | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER AND CHIEF RISK OFFICER | C | Control |
| STRASSER, JASON, SAM BARNATHAN | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER AND CHIEF RISK OFFICER | C | Control |
| STRASSER, JASON, SAM BARNATHAN | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER AND CHIEF RISK OFFICER | C | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (1)
OK
Address
499 W SHERIDAN AVENUESUITE 2250
OKLAHOMA CITY, OK 73102
United States
Phone: 347-797-5101