NF WEALTH MANAGEMENT, INC
CRD #173951 SEC #801-80763 SAN JOSE, CA 408-343-0691
SEC Registered
Total AUM
$154.6M
Discretionary
$154.6M
Employees
4
Clients
0
Accounts
705
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 18, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NGUYEN, PHIHUNG | I | PRESIDENT | E | Control |
| NGUYEN, PHIHUNG | I | PRESIDENT | E | Control |
| NGUYEN, PHIHUNG | I | PRESIDENT | E | Control |
| NGUYEN, PHIHUNG | I | PRESIDENT | E | Control |
| NGUYEN, PHIHUNG | I | PRESIDENT | E | Control |
| NGUYEN, PHIHUNG | I | PRESIDENT | E | Control |
| FERREIRA, TODD, CHRISTIAN | I | OWNER & CHIEF COMPLIANCE OFFICER | C | Control |
| FERREIRA, TODD, CHRISTIAN | I | OWNER & CHIEF COMPLIANCE OFFICER | C | Control |
| FERREIRA, TODD, CHRISTIAN | I | OWNER & CHIEF COMPLIANCE OFFICER | C | Control |
| FERREIRA, TODD, CHRISTIAN | I | OWNER & CHIEF COMPLIANCE OFFICER | C | Control |
| FERREIRA, TODD, CHRISTIAN | I | OWNER & CHIEF COMPLIANCE OFFICER | C | Control |
| FERREIRA, TODD, CHRISTIAN | I | OWNER & CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Apr 18, 2017 REGISTERED
Notice Filings (5)
CA HI NV OR TX
Address
4300 STEVENS CREEK BLVD, STE 117SAN JOSE, CA 95129
United States
Phone: 408-343-0691