NEXTCAPITAL ADVISERS, INC.
Legal name: NEXTCAPITAL ADVISERS
CRD #173996 SEC #801-80705 CHICAGO, IL 312-488-7127
SEC Registered
Total AUM
$5.8B
Discretionary
$5.8B
Employees
22
Clients
--
Accounts
53,375
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 26, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABIDI, NAVAID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ABIDI, NAVAID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ABIDI, NAVAID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ABIDI, NAVAID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ALFRED, MARY, SHAUGHNESSY | I | GENERAL COUNSEL | NA | Control |
| BELCASTER, JOHN, FREDRICK | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| BELCASTER, JOHN, FREDRICK | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| BELCASTER, JOHN, FREDRICK | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| BELCASTER, JOHN, FREDRICK | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| BELCASTER, JOHN, FREDRICK | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| BELCASTER, JOHN, FREDRICK | I | GENERAL COUNSEL | NA | Control |
| BELCASTER, JOHN, FREDRICK | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| BELCASTER, JOHN, FREDRICK | I | GENERAL COUNSEL | NA | Control |
| BELCASTER, JOHN, FREDRICK | I | GENERAL COUNSEL | NA | Control |
| BELCASTER, JOHN, FREDRICK | I | GENERAL COUNSEL | NA | Control |
| CALNON, GREGORY | I | PRESIDENT/DIRECTOR | NA | Control |
| CALNON, GREGORY | I | PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| FOREGGER, ROBERT, CORNELIUS | I | EXECUTIVE VICE PRESIDENT/DIRECTOR | NA | Control |
| KIM, WAYNE, T | I | DIRECTOR OF COMPLIANCE | NA | Control |
| KIM, WAYNE, T | I | DIRECTOR OF COMPLIANCE | NA | Control |
| KIM, WAYNE, T | I | DIRECTOR OF COMPLIANCE | NA | Control |
| KIM, WAYNE, T | I | DIRECTOR OF COMPLIANCE | NA | Control |
| KIM, WAYNE, T | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, WAYNE, T | I | DIRECTOR OF COMPLIANCE | NA | Control |
| KIM, WAYNE, T | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, WAYNE, T | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRAUS, CAROLINE, L | I | GENERAL COUNSEL | NA | Control |
| KRAUS, CAROLINE, L | I | GENERAL COUNSEL | NA | Control |
| LINKE, TRISTAN | I | VP, ADVICE FINANCE / INVESTMENT COMMITTEE | NA | Control |
| LINKE, TRISTAN | I | VP, ADVICE FINANCE / INVESTMENT COMMITTEE | NA | Control |
| MITCHELL, BRITTANY, MERISSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MITCHELL, BRITTANY, MERISSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MITCHELL, BRITTANY, MERISSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MITCHELL, BRITTANY, MERISSA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATTERSON, WILLIAM, DANIEL | I | CCO/SERETARY/DIRECTOR | NA | Control |
| PATTERSON, WILLIAM, DANIEL | I | CCO/SERETARY/DIRECTOR | NA | Control |
| PATTERSON, WILLIAM, DANIEL | I | CCO/SERETARY/DIRECTOR | NA | Control |
| PONGCHAIRERKS, RASINEE | I | VP, ADVICE FINANCE / INVESTMENT COMMITTEE | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/CIO/DIRECTOR | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR/INVESTMENT COMMITTEE | NA | Control |
| QUAYLE, DIRK, ALLAN | I | PRESIDENT/DIRECTOR/INVESTMENT COMMITTEE | NA | Control |
| Quayle, Dirk, Allan | I | DIRECTOR/TREASURER | NA | Control |
| Quayle, Dirk, Allan | I | DIRECTOR/TREASURER | NA | Control |
| SEBASTIAN, MICHAEL, D | I | CHIEF INVESTMENT OFFICER | NA | |
| SEBASTIAN, MICHAEL, DAVID | I | CHIEF INVESTMENT OFFICER / INVESTMENT COMMITTEE CHAIR | NA | |
| SEBASTIAN, MICHAEL, DAVID | I | CHIEF INVESTMENT OFFICER / INVESTMENT COMMITTEE CHAIR | NA | Control |
| SLUSARSKI, DAVID, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLUSARSKI, DAVID, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLUSARSKI, DAVID, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLUSARSKI, DAVID, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLUSARSKI, DAVID, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLUSARSKI, DAVID, B | I | DIRECTOR, PORTFOLIO OPERATIONS | NA | Control |
| SLUSARSKI, DAVID, B | I | DIRECTOR, PORTFOLIO OPERATIONS | NA | Control |
| SLUSARSKI, DAVID, B | I | DIRECTOR, PORTFOLIO OPERATIONS | NA | Control |
| SLUSARSKI, DAVID, B | I | DIRECTOR, PORTFOLIO OPERATIONS | NA | Control |
| SLUSARSKI, DAVID, B | I | VP, PORTFOLIO OPERATIONS | NA | Control |
| SLUSARSKI, DAVID, B | I | VP, PORTFOLIO OPERATIONS | NA | Control |
| SLUSARSKI, DAVID, B | I | VP, PORTFOLIO OPERATIONS | NA | Control |
| SLUSARSKI, DAVID, B | I | VP, PORTFOLIO OPERATIONS | NA | Control |
| SLUSARSKI, DAVID, B | I | VP, PORTFOLIO OPERATIONS | NA | Control |
| SLUSARSKI, DAVID, BRADLEY | I | VP, PORTFOLIO OPERATIONS / INVESTMENT COMMITTEE | NA | Control |
| SLUSARSKI, DAVID, BRADLEY | I | SVP, ADVISORY OPERATIONS / INVESTMENT COMMITTEE | NA | Control |
| Trojanow, Padideh, NORA | I | DIRECTOR | NA | Control |
| Trojanow, Padideh, NORA | I | DIRECTOR | NA | Control |
| NAVIGATE MERGER SUB LLC | DE | MEMBER | E | Control |
| NAVIGATE MERGER SUB LLC | DE | MEMBER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| NEXTCAPITAL GROUP, INC. | DE | SOLE STOCKHOLDER | E | Control |
| PATTERSON, JOHN, CLAY | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PATTERSON, JOHN, CLAY | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PATTERSON, JOHN, CLAY | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PATTERSON, JOHN, CLAY | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PATTERSON, JOHN, CLAY | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PATTERSON, JOHN, CLAY | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PATTERSON, JOHN, CLAY | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PATTERSON, JOHN, CLAY | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PATTERSON, JOHN, CLAY | I | CHIEF EXECUTIVE OFFICER | B | Control |
| PATTERSON, JOHN, CLAY | I | CHIEF EXECUTIVE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BUSINESS LOGIC HOLDING CORPORATION | DE | NEXTCAPITAL GROUP, INC. | E | Control |
| GOLDMAN SACHS GROUP INC. | DE | GSAM HOLDINGS LLC | E | Control |
| GOLDMAN SACHS GROUP INC. | DE | GSAM HOLDINGS LLC | E | Control |
| GSAM HOLDINGS LLC | DE | NAVIGATE MERGER SUB LLC | E | Control |
| GSAM HOLDINGS LLC | DE | NAVIGATE MERGER SUB LLC | E | Control |
| NM INVESTMENT HOLDINGS, LLC | DE | RUSSELL INVESTMENT GROUP | E | Control |
| NM INVESTMENT HOLDINGS, LLC | DE | RUSSELL INVESTMENT GROUP | E | Control |
| NM INVESTMENT HOLDINGS, LLC | DE | RUSSELL INVESTMENT GROUP | E | Control |
| NM INVESTMENT HOLDINGS, LLC | DE | FRANK RUSSELL COMPANY | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | NM INVESTMENT HOLDINGS, LLC | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | NM INVESTMENT HOLDINGS, LLC | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | NM INVESTMENT HOLDINGS, LLC | E | Control |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | DE | NM INVESTMENT HOLDINGS, LLC | E | Control |
| RUSSELL INVESTMENT GROUP | DE | NEXTCAPITAL GROUP, INC. | D | Control |
| RUSSELL INVESTMENT GROUP | DE | NEXTCAPITAL GROUP, INC. | D | Control |
| RUSSELL INVESTMENT GROUP | DE | NEXTCAPITAL GROUP, INC. | D | Control |
| RUSSELL INVESTMENT GROUP | DE | NEXTCAPITAL GROUP, INC. | D | Control |
| 171 LLC | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| 171 LLC | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| 171 LLC | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| BUSINESS LOGIC HOLDING CORPORATION | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| BUSINESS LOGIC HOLDING CORPORATION | DE | 171 LLC | C | Control |
| BUSINESS LOGIC HOLDING CORPORATION | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| BUSINESS LOGIC HOLDING CORPORATION | DE | 171 LLC | C | Control |
| BUSINESS LOGIC HOLDING CORPORATION | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| BUSINESS LOGIC HOLDING CORPORATION | DE | 171 LLC | C | Control |
| DARLA PATTERSON GRANTOR TRUST | DE | BUSINESS LOGIC HOLDING CORPORATION | C | Control |
| DARLA PATTERSON GRANTOR TRUST | DE | BUSINESS LOGIC HOLDING CORPORATION | C | Control |
| DARLA PATTERSON GRANTOR TRUST | DE | BUSINESS LOGIC HOLDING CORPORATION | C | Control |
| DARLA PATTERSON GRANTOR TRUST | DE | BUSINESS LOGIC HOLDING CORPORATION | C | Control |
| DARLA PATTERSON GRANTOR TRUST | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| DARLA PATTERSON GRANTOR TRUST | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| DARLA PATTERSON GRANTOR TRUST | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| DARLA PATTERSON GRANTOR TRUST | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| DARLA PATTERSON GRANTOR TRUST | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| HAGEN, JON, CHRISTOPHER | I | BUSINESS LOGIC HOLDING CORPORATION | C | Control |
| HAGEN, JON, CHRISTOPHER | I | BUSINESS LOGIC HOLDING CORPORATION | C | Control |
| HAGEN, JON, CHRISTOPHER | I | BUSINESS LOGIC HOLDING CORPORATION | C | Control |
| HAGEN, JON, CHRISTOPHER | I | BUSINESS LOGIC HOLDING CORPORATION | C | Control |
| JOHN PATTERSON GRANTOR TRUST | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| JOHN PATTERSON GRANTOR TRUST | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| JOHN PATTERSON GRANTOR TRUST | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| JOHN PATTERSON GRANTOR TRUST | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| JOHN PATTERSON GRANTOR TRUST | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | DARLA PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | DARLA PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | DARLA PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | DARLA PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | DARLA PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | JOHN PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | DARLA PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | JOHN PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | DARLA PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | JOHN PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | DARLA PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | JOHN PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | DARLA PATTERSON GRANTOR TRUST | C | Control |
| PATTERSON, WILLIAM, DANIEL | I | JOHN PATTERSON GRANTOR TRUST | C | Control |
| TRANSAMERICA VENTURES FUND LLC | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| TRANSAMERICA VENTURES FUND LLC | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| TRANSAMERICA VENTURES FUND LLC | DE | NEXTCAPITAL GROUP, INC. | C | Control |
| TRANSAMERICA VENTURES FUND LLC | DE | NEXTCAPITAL GROUP, INC. | C | Control |
Registrations
Federal
IA
Sep 26, 2022 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
104 S. MICHIGAN AVESUITE 1400
CHICAGO, IL 60603
United States
Phone: 312-488-7127