RIA Intelligence

GAW CAPITAL ADVISORS (USA), LLC

Legal name: GAW CAPITAL ADVISORS USA

CRD #174019 SEC #801-122612 LOS ANGELES, CA 213-213-8500
SEC Registered
Total AUM
--
Discretionary
--
Employees
33
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 29, 2021
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GAW, GOODWIN, (NMN)IPRESIDENTNA Control
GAW, GOODWIN, (NMN)IPRESIDENTNA Control
LEE, ALAN, KAM HUNGIVICE PRESIDENTNA Control
LEE, ALAN, KAM HUNGIVICE PRESIDENTNA Control
CYBER SONIC LIMITEDFESOLE MEMBERE Control
CYBER SONIC LIMITEDFESOLE MEMBERE Control
YIP, VALERIE, WING YEEIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERA Control
YIP, VALERIE, WING YEEIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GAW, GOODWIN, (NMN)ITIME LEGEND INTERNATIONAL LIMITEDE Control
GAW, GOODWIN, (NMN)ITIME LEGEND INTERNATIONAL LIMITEDE Control
GAW, KENNETH, (NMN)ITOP ELITE COMPANY LIMITEDE Control
GAW, KENNETH, (NMN)ITOP ELITE COMPANY LIMITEDE Control
GAW, GOODWIN, (NMN)ICYBER SONIC LIMITEDC Control
GAW, GOODWIN, (NMN)ICYBER SONIC LIMITEDC Control
TIME LEGEND INTERNATIONAL LIMITEDFECYBER SONIC LIMITEDC Control
TIME LEGEND INTERNATIONAL LIMITEDFECYBER SONIC LIMITEDC Control
TOP ELITE COMPANY LIMITEDFECYBER SONIC LIMITEDC Control
TOP ELITE COMPANY LIMITEDFECYBER SONIC LIMITEDC Control

Registrations

Federal

IA
Oct 29, 2021 REGISTERED

Notice Filings (2)

CA WA

Address

818 W. SEVENTH STREET
SUITE 411
LOS ANGELES, CA 90017
United States
Phone: 213-213-8500