CARRTHAXTON FINANCIAL GROUP, LLC
Legal name: CARRTHAXTON FINANCIAL GROUP
CRD #174135 SEC #801-106513 LEXINGTON, MA (781) 861-9700
SEC Registered
Total AUM
$139.8M
Discretionary
$139.8M
Employees
6
Clients
101
Accounts
384
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| THAXTON, SCOTT, EDWARD | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| THAXTON, SCOTT, EDWARD | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| THAXTON, SCOTT, EDWARD | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| THAXTON, SCOTT, EDWARD | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| THAXTON, SCOTT, EDWARD | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| THAXTON, SCOTT, EDWARD | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| THAXTON, SCOTT, EDWARD | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| THAXTON, SCOTT, EDWARD | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| THAXTON, SCOTT, EDWARD | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| THAXTON, SCOTT, EDWARD | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| THAXTON, SCOTT, EDWARD | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 11, 2018 REGISTERED
Notice Filings (14)
CA CO FL LA MA MD ME NH NJ NY PA RI VT WA
Address
420 BEDFORD STREETSUITE 330
LEXINGTON, MA 02420
United States
Phone: (781) 861-9700