ENCORE FINANCIAL ADVISORS, LLC
CRD #174207 SEC #801-80893 DALLAS, TX (214) 259-7000
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
6
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AVIS, MARK, ALLEN | I | ASSISTANT COMPLIANCE OFFICER | NA | |
| CHEN, NING | I | SENIOR DIRECTOR | NA | Control |
| ESCLAMADO, VICTOR, MITRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESCLAMADO, VICTOR, MITRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESCLAMADO, VICTOR, MITRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAERSCHEL, JULIANNE, JOHNSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHETTY, MAHESH, S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ENCORE ENTERPRISES, INC. | DE | MANAGING MEMBER | E | Control |
| ENCORE ENTERPRISES, INC. | DE | MANAGING MEMBER | E | Control |
| ENCORE ENTERPRISES, INC. | DE | MANAGING MEMBER | E | Control |
| ENCORE ENTERPRISES, INC. | DE | MANAGING MEMBER | E | Control |
| ENCORE ENTERPRISES, INC. | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BHARAT H. SANGANI 2012 IRREVOCABLE TRUST | DE | ENCORE ENTERPRISES, INC. | E | Control |
| BHARAT HIMATLAL SANGANI 2012 IRREVOCABLE TRUST | DE | ENCORE ENTERPRISES, INC. | E | Control |
| BHARAT HIMATLAL SANGANI 2012 IRREVOCABLE TRUST | DE | ENCORE ENTERPRISES, INC. | E | Control |
| BHARAT HIMATLAL SANGANI 2012 IRREVOCABLE TRUST | DE | ENCORE ENTERPRISES, INC. | E | Control |
| BHARAT HIMATLAL SANGANI 2012 IRREVOCABLE TRUST | DE | ENCORE ENTERPRISES, INC. | E | Control |
| SANGANI, BHARAT, H | I | BHARAT H SANGANI IRREVOCABLE TRUST | E | Control |
| SANGANI, BHARAT, H | I | BHARAT H. SANGANI IRREVOCABLE TRUST | E | Control |
| SANGANI, BHARAT, HIMATLAL | I | BHARAT HITMATLAL SANGANI IRREVOCABLE TRUST | E | Control |
| SANGANI, BHARAT, HIMATLAL | I | BHARAT HITMATLAL SANGANI IRREVOCABLE TRUST | E | Control |
| SANGANI, BHARAT, HIMATLAL | I | BHARAT HITMATLAL SANGANI IRREVOCABLE TRUST | E | Control |
Registrations
Federal
IA
Jun 30, 2015 REGISTERED
Notice Filings (2)
CT TX
Address
5005 LBJ FREEWAY, SUITE 1200DALLAS, TX 75244
United States
Phone: (214) 259-7000