SOMNIO FINANCIAL GROUP, LLC
CRD #174217 SEC #801-129727 GLASTONBURY, CT 860-430-5500
SEC Registered
Total AUM
$137.8M
Discretionary
$137.8M
Employees
4
Clients
51
Accounts
453
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 23, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROY, NICHOLAS, RAYMOND | I | MEMBER | D | Control |
| ROY, NICHOLAS, RAYMOND | I | MEMBER | D | Control |
| ROY, NICHOLAS, RAYMOND | I | MEMBER | D | Control |
| ROY, NICHOLAS, RAYMOND | I | MEMBER | D | Control |
| ROY, ROBERT, NORMAN | I | MEMBER | D | Control |
| ROY, ROBERT, NORMAN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROY, ROBERT, NORMAN | I | MEMBER | D | Control |
| ROY, ROBERT, NORMAN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROY, ROBERT, NORMAN | I | MEMBER | D | Control |
| ROY, ROBERT, NORMAN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROY, ROBERT, NORMAN | I | MEMBER | D | Control |
| ROY, ROBERT, NORMAN | I | CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Sep 23, 2025 REGISTERED
Notice Filings (2)
CT FL
Address
140 GLASTONBURY BLVDSUITE 450
GLASTONBURY, CT 06033
United States
Phone: 860-430-5500