CROSSWINDS AUM LLC
CRD #174289 SEC #801-80867 NEW YORK, NY 212-521-1107
SEC Registered Private Funds
Total AUM
$41M
Discretionary
$41M
Employees
2
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KING, COLIN, EDWARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| KING, COLIN, EDWARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| KING, COLIN, EDWARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| KING, COLIN, EDWARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| KING, COLIN, EDWARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| KING, COLIN, EDWARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| KING, COLIN, EDWARD | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| MARTIN, HELEN, ANNE MARGARET | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| MARTIN, HELEN, ANNE MARGARET | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| MARTIN, HELEN, ANNE MARGARET | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| MARTIN, HELEN, ANNE MARGARET | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| MARTIN, HELEN, ANNE MARGARET | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| MARTIN, HELEN, ANNE MARGARET | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| MARTIN, HELEN, ANNE MARGARET | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| CROSSWINDS HOLDINGS INC. | FE | SOLE MEMBER | E | Control |
| CROSSWINDS HOLDINGS INC. | FE | SOLE MEMBER | E | Control |
| CROSSWINDS HOLDINGS INC. | FE | SOLE MEMBER | E | Control |
| CROSSWINDS HOLDINGS INC. | FE | SOLE MEMBER | E | Control |
| CROSSWINDS HOLDINGS INC. | FE | SOLE MEMBER | E | Control |
| CROSSWINDS HOLDINGS INC. | FE | SOLE MEMBER | E | Control |
| CROSSWINDS HOLDINGS INC. | FE | SOLE MEMBER | E | Control |
Registrations
Federal
IA
Mar 28, 2018 REGISTERED
Notice Filings (1)
NY
Address
14 WALL STREETSUITE 5D
NEW YORK, NY 10005
United States
Phone: 212-521-1107