PENSERRA GLOBAL INVESTORS LLC
CRD #174309 SEC #801-131133 ORINDA, CA 800-456-8850
SEC Registered
Total AUM
$1M
Discretionary
$1M
Employees
12
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 6, 2025
- Branch Offices
- 2
- LEI
- 549300N3FTBCOM9LHY12
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASTELLI, ANTHONY, NMN | I | CHIEF OPERATING OFFICER | NA | Control |
| GEIGER, LEE, WILSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| PENSERRA FINANCIAL VENTURES LLC | DE | OWNER | E | Control |
| PENSERRA FINANCIAL VENTURES LLC | DE | OWNER | E | Control |
| PENSERRA FINANCIAL VENTURES LLC | DE | OWNER | E | Control |
| PENSERRA FINANCIAL VENTURES LLC | DE | OWNER | E | Control |
| RYBAKOV, EGOR, NICKOLAEVICH | I | CIO | B | |
| RYBAKOV, EGOR, NICKOLAEVICH | I | CIO | B | |
| RYBAKOV, EGOR, NICKOLAEVICH | I | CIO | B | |
| RYBAKOV, EGOR, NICKOLAEVICH | I | CIO | B | |
| GINGOLD, KATALIN, OSVATH | I | DIRECTOR OF RESEARCH | A | |
| GINGOLD, KATALIN, OSVATH | I | DIRECTOR OF RESEARCH | A | |
| GINGOLD, KATALIN, OSVATH | I | DIRECTOR OF RESEARCH | A | |
| GINGOLD, KATALIN, OSVATH | I | DIRECTOR OF RESEARCH | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MADRIGAL, GEORGE | I | PENSERRA FINANCIAL VENTURES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA FINANCIAL VENTURES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA FINANCIAL VENTURES LLC | C | Control |
Registrations
Federal
IA
Mar 6, 2025 REGISTERED
Notice Filings (2)
CA NY
Address
4 ORINDA WAYSUITE 100-A
ORINDA, CA 94563
United States
Phone: 800-456-8850