PARKVIEW ADVISORS, LLC
Legal name: PARKVIEW CAPITAL
CRD #174405 SEC #801-87172 HOUSTON, TX 713-622-5000
SEC Registered
Total AUM
$30.9M
Discretionary
$30.9M
Employees
1
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 15, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HART, ADRIENNE, YOST | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KEITH, WAYNE | I | ELECTED MANAGER - CCO | NA | Control |
| SMITH, KEITH, WAYNE | I | ELECTED MANAGER | NA | Control |
| SMITH, KEITH, WAYNE | I | ELECTED MANAGER | NA | Control |
| SMITH, KEITH, WAYNE | I | CCO | NA | Control |
| SMITH, KEITH, WAYNE | I | ELECTED MANAGER | NA | Control |
| SMITH, KEITH, WAYNE | I | ELECTED MANAGER | NA | Control |
| SMITH, KEITH, WAYNE | I | ELECTED MANAGER | NA | Control |
| SMITH, KEITH, WAYNE | I | ELECTED MANAGER | NA | Control |
| SMITH, KEITH, WAYNE | I | ELECTED MANAGER | NA | Control |
| SMITH, KEITH, WAYNE | I | ELECTED MANAGER | NA | Control |
| SMITH, KEITH, WAYNE | I | ELECTED MANAGER | NA | Control |
| SMITH, KEITH, WAYNE | I | ELECTED MANAGER | NA | Control |
| SMITH, KEITH, WAYNE | I | ELECTED MANAGER | NA | Control |
| SKW FINANCIAL LLC | DE | MANAGING MEMBER | E | Control |
| SKW FINANCIAL LLC | DE | MANAGING MEMBER | E | Control |
| SKW FINANCIAL LLC | DE | MANAGING MEMBER | E | Control |
| SKW FINANCIAL LLC | DE | MANAGING MEMBER | E | Control |
| SKW FINANCIAL LLC | DE | MANAGING MEMBER | E | Control |
| SKW FINANCIAL LLC | DE | MANAGING MEMBER | E | Control |
| SKW FINANCIAL LLC | DE | MANAGING MEMBER | E | Control |
| SKW FINANCIAL LLC | DE | MANAGING MEMBER | E | Control |
| SKW FINANCIAL LLC | DE | MANAGING MEMBER | E | Control |
| SKW FINANCIAL LLC | DE | MANAGING MEMBER | E | Control |
| SKW FINANCIAL LLC | DE | MANAGING MEMBER | E | Control |
| GRAY & COMPANY | DE | MANAGING MEMBER | D | Control |
| GRAY & COMPANY | DE | OWNER | D | Control |
| SKW FINANCIAL LLC | DE | MANAGING MEMBER | C | Control |
| SKW FINANCIAL LLC | DE | OWNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GRAY, LAURENCE, ONEAL | I | GRAY & COMPANY | E | Control |
| GRAY, LAURENCE, ONEAL | I | GRAY & COMPANY | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
| SMITH, KEITH, WAYNE | I | SKW FINANCIAL, LLC | E | Control |
Registrations
Federal
IA
Nov 15, 2019 REGISTERED
Notice Filings (2)
GA TX
Address
PARK TOWERS UPTOWN1233 WEST LOOP SOUTH, SUITE 1170
HOUSTON, TX 77027
United States
Phone: 713-622-5000