DES FINANCIAL GROUP, LLC
CRD #174421 SEC #801-80832 BREA, CA 714-572-3620
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 13, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SWEET, DAVID, EARLE | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SWEET, DAVID, EARLE | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SWEET, DAVID, EARLE | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SWEET, DAVID, EARLE | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SWEET, DAVID, EARLE | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SWEET, DAVID, EARLE | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SWEET, DAVID, EARLE | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 13, 2015 REGISTERED
Notice Filings (1)
CA
Address
3000 EAST BIRCH STREETSUITE 103
BREA, CA 92821
United States
Phone: 714-572-3620