ENSEMBLE FINANCIAL SERVICES, INC.
CRD #17443 SEC #801-61756 PITTSFORD, NY 585.419.1010
SEC Registered Broker-Dealer
Total AUM
$61.1M
Discretionary
$61.1M
Employees
51
Clients
10
Accounts
481
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 4, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACHZET, RUSSELL KEITH | I | CEO | NA | Control |
| ACHZET, RUSSELL KEITH | I | FOUNDER, VICE CHAIRMAN OF THE BOARD | NA | Control |
| ACHZET, RUSSELL KEITH | I | CEO | NA | Control |
| ACHZET, RUSSELL KEITH | I | CEO | NA | Control |
| ACHZET, RUSSELL KEITH | I | CEO | NA | Control |
| ACHZET, RUSSELL KEITH | I | CEO | NA | Control |
| ACHZET, RUSSELL KEITH | I | CEO | NA | Control |
| ACHZET, RUSSELL KEITH | I | CEO | NA | Control |
| ACHZET, RUSSELL KEITH | I | CEO | NA | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | NA | Control |
| BYRNES, JAMES J | I | SECRETARY | NA | Control |
| FULMER, JAMES W | I | CHAIRMAN OF THE BOARD | NA | Control |
| GUGINO, ANTHONY LOUIS | I | DIRECTOR OF AM&M FINANCIAL SERVICES - PARENT COMPANY | NA | Control |
| GUGINO, ANTHONY LOUIS | I | DIRECTOR | NA | Control |
| GUGINO, ANTHONY LOUIS | I | DIRECTOR | NA | Control |
| GUGINO, ANTHONY LOUIS | I | DIRECTOR OF AM&M FINANCIAL SERVICES - PARENT COMPANY | NA | Control |
| GUGINO, ANTHONY LOUIS | I | PRESIDENT AND FINOPS OF ENSEMBLE FINANCIAL SERVICES, INC. DIRECTOR OF AM&M FINANCIAL SERVICES - PARENT COMPANY | NA | Control |
| GUGINO, ANTHONY LOUIS | I | PRESIDENT AND FINOPS OF ENSEMBLE FINANCIAL SERVICES, INC. DIRECTOR OF AM&M FINANCIAL SERVICES - PARENT COMPANY | NA | Control |
| GUGINO, ANTHONY LOUIS | I | DIRECTOR | NA | Control |
| GUGINO, ANTHONY LOUIS | I | DIRECTOR | NA | Control |
| GUGINO, ANTHONY LOUIS | I | DIRECTOR | NA | Control |
| GUGINO, ANTHONY LOUIS | I | DIRECTOR | NA | Control |
| GUGINO, ANTHONY LOUIS | I | DIRECTOR | NA | Control |
| GUGINO, ANTHONY LOUIS | I | DIRECTOR | NA | Control |
| GUGINO, ANTHONY LOUIS | I | DIRECTOR | NA | Control |
| GUGINO, ANTHONY LOUIS | I | DIRECTOR OF AM&M FINANCIAL SERVICES - PARENT COMPANY | NA | Control |
| ROGERS, THOMAS JAMES | I | FINANCIAL OPERATIONS PRINCIPAL OF ENSEMBLE FINANCIAL SERVICES INC. CEO AND DIRECTOR OF AM&M FINANCIAL SERVICES- PARENT COMPANY | NA | Control |
| ROGERS, THOMAS JAMES | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| ROGERS, THOMAS JAMES | I | CEO AND DIRECTOR, FINANCIAL OPERATIONS PRINCIPAL | NA | Control |
| ROGERS, THOMAS JAMES | I | FINANCIAL OPERATIONS PRINCIPAL OF ENSEMBLE FINANCIAL SERVICES INC. CEO AND DIRECTOR OF AM&M FINANCIAL SERVICES- PARENT COMPANY | NA | Control |
| ROGERS, THOMAS JAMES | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| ROGERS, THOMAS JAMES | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| ROGERS, THOMAS JAMES | I | DIRECTOR | NA | |
| ROGERS, THOMAS JAMES | I | DIRECTOR | NA | |
| ROGERS, THOMAS JAMES | I | DIRECTOR | NA | |
| ROGERS, THOMAS JAMES | I | DIRECTOR | NA | |
| ROGERS, THOMAS JAMES | I | DIRECTOR | NA | |
| ROGERS, THOMAS JAMES | I | PRESIDENT AND FINOP OF ENSEMBLE FINANCIAL SERVICES INC. CEO AND DIRECTOR OF AM&M FINANCIAL SERVICES- PARENT COMPANY | NA | Control |
| WARNER, CHRISTINE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WARNER, CHRISTINE ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| WELCH, HARRY WILLIAM JR | I | DIRECTOR | NA | Control |
| WELCH, HARRY WILLIAM JR | I | DIRECTOR | NA | Control |
| WELCH, HARRY WILLIAM JR | I | DIRECTOR | NA | Control |
| WELCH, HARRY WILLIAM JR | I | DIRECTOR | NA | Control |
| WELCH, HARRY WILLIAM JR | I | DIRECTOR | NA | Control |
| WELCH, HARRY WILLIAM JR | I | DIRECTOR | NA | Control |
| WELCH, HARRY WILLIAM JR | I | DIRECTOR | NA | Control |
| WELCH, HARRY WILLIAM JR | I | DIRECTOR | NA | Control |
| WERSHING, FRANCIS STEPHEN JR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS STEPHEN JR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS STEPHEN JR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS STEPHEN JR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS STEPHEN JR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS STEPHEN JR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS STEPHEN JR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS STEPHEN JR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS STEPHEN JR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS STEPHEN JR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WERSHING, FRANCIS STEPHEN JR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
| AM&M FINANCIAL SERVICES, INC. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ACHZET, RUSSELL KEITH | I | AM&M FINANCIAL SERVICES INC. | F | |
| ACHZET, RUSSELL KEITH | I | AM&M FINANCIAL SERVICES INC. | F | |
| BATTAGLIA, PAUL JOHN | I | AM&M FINANCIAL SERVICES, INC. | F | |
| BATTAGLIA, PAUL JOHN | I | AM&M FINANCIAL SERVICES, INC. | F | |
| BATTAGLIA, PAUL JOHN | I | AM&M FINANCIAL SERVICES, INC. | F | |
| BYRNES, JAMES J. | I | AM&M FINANCIAL SERVICES, INC. | F | |
| BYRNES, JAMES J. | I | AM&M FINANCIAL SERVICES, INC. | F | |
| BYRNES, JAMES JOSEPH | I | AM&M FINANCIAL SERVICES, INC. | F | |
| BYRNES, JAMES JOSEPH | I | AM&M FINANCIAL SERVICES, INC. | F | |
| BYRNES, JAMES JOSEPH | I | AM&M FINANCIAL SERVICES, INC. | F | |
| FULMER, JAMES W. | I | AM&M FINANCIAL SERVICES INC. | F | |
| FULMER, JAMES W. | I | AM&M FINANCIAL SERVICES INC. | F | |
| FULMER, JAMES W. | I | AM&M FINANCIAL SERVICES INC. | F | |
| FULMER, JAMES W. | I | AM&M FINANCIAL SERVICES INC. | F | |
| FULMER, JAMES W. | I | AM&M FINANCIAL SERVICES INC. | F | |
| HARTZ, GREGORY JOHN | I | AM&M FINANCIAL SERVICES, INC. | F | Control |
| HARTZ, GREGORY JOHN | I | AM&M FINANCIAL SERVICES, INC. | F | Control |
| ROMAINE, STEPHEN S. | I | AM&M FINANCIAL SERVICES, INC | F | |
| ROMAINE, STEPHEN S. | I | AM&M FINANCIAL SERVICES, INC | F | |
| ROMAINE, STEPHEN S. | I | AM&M FINANCIAL SERVICES, INC | F | |
| ROMAINE, STEPHEN S. | I | AM&M FINANCIAL SERVICES, INC | F | |
| ROMAINE, STEPHEN S. | I | AM&M FINANCIAL SERVICES, INC | F | |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC | E | Control |
| TOMPKINS FINANCIAL CORPORATION | DE | AM&M FINANCIAL SERVICES, INC | E | Control |
| TOMPKINS TRUSTCO | DE | AM&M FINANCIAL SERVICES, INC | E | Control |
| TOMPKINS TRUSTCO | DE | AM&M FINANCIAL SERVICES, INC | E | Control |
| ACHZET, RUSSELL KEITH | I | AM&M FINANCIAL SERVICES, INC. | D | Control |
| ACHZET, RUSSELL KEITH | I | AM&M FINANCIAL SERVICES, INC. | D | Control |
| ACHZET, RUSSELL KEITH | I | AM&M FINANCIAL SERVICES, INC. | D | Control |
| ACHZET, RUSSELL KEITH | I | AM&M FINANCIAL SERVICES, INC. | D | Control |
| ACHZET, RUSSELL KEITH | I | AM&M FINANCIAL SERVICES, INC. | D | Control |
| ACHZET, RUSSELL KEITH | I | AM&M FINANCIAL SERVICES, INC. | D | Control |
| ACHZET, RUSSELL KEITH | I | AM&M FINANCIAL SERVICES, INC. | D | Control |
| ACHZET, RUSSELL KEITH | I | AM&M FINANCIAL SERVICES, INC. | D | Control |
Registrations
Federal
IA
Oct 4, 2005 REGISTERED
Notice Filings (29)
AK AZ CA CO CT DC DE FL GA IL MA MD ME MS NC NH NJ NV NY OH OR PA RI SC TN TX VA VT WI
Address
179 SULLY'S TRAILSUITE 200
PITTSFORD, NY 14467
USA
Phone: 585.419.1010