RIA Intelligence

T3 ASSET MANAGEMENT, LLC

CRD #174454 SEC #802-80918 NEW YORK, NY 646-661-6460
State Registered Exempt Reporting Private Funds
Total AUM
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Discretionary
--
Employees
--
Clients
--
Accounts
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Firm Details

Organization Type
--
State of Formation
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Fiscal Year End
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Registration Date
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Latest Filing
Mar 2, 2017
Branch Offices
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Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DARTLEY, PETERICO-CHAIRMAN & CO-CEONA Control
DARTLEY, PETERICO-CHAIRMAN & CO-CEONA Control
DARTLEY, PETERICO-CHAIRMAN & CO-CEONA Control
HENDELMAN, SEAN, LEONICO-CHAIRMAN & CO-CEONA Control
HENDELMAN, SEAN, LEONICO-CHAIRMAN & CO-CEONA Control
HENDELMAN, SEAN, LEONICO-CHAIRMAN & CO-CEONA Control
MARQUIS, GARRET, CHRISTIANICHIEF COMPLIANCE OFFICERNA Control
MARQUIS, GARRET, CHRISTIANICHIEF COMPLIANCE OFFICERNA Control
MARQUIS, GARRET, CHRISTIANICHIEF COMPLIANCE OFFICERNA Control
T3 COMPANIES, LLCDEMANAGING MEMBERE Control
T3 COMPANIES, LLCDEMANAGING MEMBERE Control
T3 COMPANIES, LLCDEMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
HENDELMAN, SEAN, LEONIT3 COMPANIES, LLCC Control
HENDELMAN, SEAN, LEONIT3 COMPANIES, LLCC Control
HENDELMAN, SEAN, LEONIT3 COMPANIES, LLCC Control

Registrations

Federal

ERA
Mar 2, 2017 REGISTERED

Address

1 STATE STREET PLAZA, 10TH FLOOR
SUITE 1002
NEW YORK, NY 10004
United States
Phone: 646-661-6460