EMERALD ASSET MANAGEMENT, INC.
CRD #174691 SEC #801-132053 ROCKY MOUNT, NC 252-443-7616
SEC Registered
Total AUM
$110.4M
Discretionary
$101.8M
Employees
2
Clients
10
Accounts
395
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| THARIN, JAMES, BLAKE | I | OWNER, PRESIDENT, CCO | E | Control |
| THARIN, JAMES, BLAKE | I | OWNER, PRESIDENT, CCO | E | Control |
| THARIN, JAMES, BLAKE | I | OWNER, PRESIDENT, CCO | E | Control |
Registrations
Federal
IA
Apr 2, 2025 REGISTERED
Notice Filings (2)
NC TX
Address
2343 PROFESSIONAL DRIVESUITE B
ROCKY MOUNT, NC 27804
United States
Phone: 252-443-7616