401K MASTERS, LLC
CRD #174735 SEC #801-80948 LAFAYETTE, CA 855-401-5238
SEC Registered
Total AUM
$6.3M
Discretionary
$0
Employees
2
Clients
--
Accounts
17
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GEBHARDT, JAMES, C | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GEBHARDT, JAMES, C | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GEBHARDT, JAMES, C | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GEBHARDT, JAMES, C | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GEBHARDT, JAMES, C | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GEBHARDT, JAMES, C | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| GRISHMAN, MATTHEW, DAVID | I | MANAGING MEMBER | D | Control |
| GRISHMAN, MATTHEW, DAVID | I | MANAGING MEMBER | D | Control |
| GRISHMAN, MATTHEW, DAVID | I | MANAGING MEMBER | D | Control |
| GRISHMAN, MATTHEW, DAVID | I | MANAGING MEMBER | D | Control |
| GRISHMAN, MATTHEW, DAVID | I | MANAGING MEMBER | D | Control |
| GRISHMAN, MATTHEW, DAVID | I | MANAGING MEMBER | D | Control |
Registrations
Federal
IA
Mar 15, 2019 REGISTERED
Notice Filings (2)
CA NY
Address
3470 MT. DIABLO BOULEVARDSUITE A210
LAFAYETTE, CA 94549
United States
Phone: 855-401-5238