FOUNTAIN FINANCIAL ASSOCIATES, INC.
CRD #174760 SEC #801-81086 WILMINGTON, NC 910-256-8882
SEC Registered
Total AUM
$404.9M
Discretionary
$404.9M
Employees
11
Clients
0
Accounts
974
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 3, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| FOUNTAIN, VINTON, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| BEAM, FRANCIS, MARTIN | I | VICE PRESIDENT | B | |
| RILEY, CHRISTOPHER, MARK | I | SHAREHOLDER/VICE PRESIDENT | A | |
| RILEY, CHRISTOPHER, MARK | I | SHAREHOLDER/VICE PRESIDENT | A | |
| RILEY, CHRISTOPHER, MARK | I | SHAREHOLDER/VICE PRESIDENT | A | |
| RILEY, CHRISTOPHER, MARK | I | SHAREHOLDER/VICE PRESIDENT | A | |
| RILEY, CHRISTOPHER, MARK | I | SHAREHOLDER/VICE PRESIDENT | A | |
| RILEY, CHRISTOPHER, MARK | I | SHAREHOLDER/VICE PRESIDENT | A | |
| RILEY, CHRISTOPHER, MARK | I | SHAREHOLDER/VICE PRESIDENT | A | |
| RILEY, CHRISTOPHER, MARK | I | SHAREHOLDER/VICE PRESIDENT | A | |
| RILEY, CHRISTOPHER, MARK | I | SHAREHOLDER/VICE PRESIDENT | A | |
| RILEY, CHRISTOPHER, MARK | I | SHAREHOLDER/VICE PRESIDENT | A | |
| RILEY, CHRISTOPHER, MARK | I | SHAREHOLDER/VICE PRESIDENT | A | |
| RILEY, CHRISTOPHER, MARK | I | SHAREHOLDER/VICE PRESIDENT | A |
Registrations
Federal
IA
Feb 3, 2020 REGISTERED
Notice Filings (5)
CA NC NH SC WA
Address
1209 CULBRETH DRIVESUITE 100
WILMINGTON, NC 28405
United States
Phone: 910-256-8882