PACIFIC FAMILY OFFICES, LLC
CRD #174828 SEC #801-80921 SANTA BARBARA, CA 800-710-3934
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
1
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- South Dakota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 23, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF COMPLIANCE OFFICER | NA | |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF COMPLIANCE OFFICER | NA | |
| CABALLERO FAMILY INVESTMENTS, LLC | DE | SOLE MEMBER | E | Control |
| CABALLERO FAMILY INVESTMENTS, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CABALLERO, JOSEPH, HERIBERTO | I | CABALLERO FAMILY INVESTMENTS, LLC | E | Control |
| CABALLERO, JOSEPH, HERIBERTO | I | CABALLERO FAMILY INVESTMENTS, LLC | E | Control |
Registrations
Federal
IA
Jan 23, 2015 REGISTERED
Notice Filings (3)
CA HI SD
Address
735 STATE STREET, SUITE 434SANTA BARBARA, CA 93101
United States
Phone: 800-710-3934