EMERGENT WEALTH ADVISORS, LLC
CRD #174845 SEC #801-106909 WILLIAMSVILLE, NY 716-828-8390
SEC Registered
Total AUM
$202.9M
Discretionary
$202.9M
Employees
4
Clients
1
Accounts
901
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 1, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHARLES HANNY ADVISORY, LLC | DE | MEMBER | D | Control |
| CHARLES HANNY ADVISORY, LLC | DE | MEMBER | D | Control |
| CHARLES HANNY ADVISORY, LLC | DE | MEMBER | D | Control |
| CHARLES HANNY ADVISORY, LLC | DE | MEMBER | D | Control |
| CHARLES HANNY ADVISORY, LLC | DE | MEMBER | D | Control |
| CHARLES HANNY ADVISORY, LLC | DE | MEMBER | D | Control |
| CHARLES HANNY ADVISORY, LLC | DE | MEMBER | D | Control |
| CHARLES HANNY ADVISORY, LLC | DE | MEMBER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | CHIEF COMPLIANCE OFFICER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| HANNY, CHARLES, EDGAR | I | MEMBER | D | Control |
| NICHOLAS EFTHEMIS INC | DE | MEMBER | D | Control |
| NICHOLAS EFTHEMIS INC | DE | MEMBER | D | Control |
| NICHOLAS EFTHEMIS INC | DE | MEMBER | D | Control |
| NICHOLAS EFTHEMIS INC | DE | MEMBER | D | Control |
| NICHOLAS EFTHEMIS INC | DE | MEMBER | D | Control |
| NICHOLAS EFTHEMIS INC | DE | MEMBER | D | Control |
| NICHOLAS EFTHEMIS INC | DE | MEMBER | D | Control |
| NICHOLAS EFTHEMIS INC | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EFTHEMIS, NICHOLAS, JOHN | I | NICHOLAS EFTHEMIS INC | E | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | NICHOLAS EFTHEMIS INC | E | Control |
| EFTHEMIS, NICHOLAS, JOHN | I | NICHOLAS EFTHEMIS INC | E | Control |
| HANNY, CHARLES, EDGAR | I | CHARLES HANNY ADVISORY, LLC | E | Control |
| HANNY, CHARLES, EDGAR | I | CHARLES HANNY ADVISORY, LLC | E | Control |
| HANNY, CHARLES, EDGAR | I | CHARLES HANNY ADVISORY, LLC | E | Control |
Registrations
Federal
IA
Dec 1, 2025 REGISTERED
Notice Filings (5)
CA FL NY TN TX
Address
5500 MAIN STREET, SUITE 260WILLIAMSVILLE, NY 14221
United States
Phone: 716-828-8390