CRIBSTONE CAPITAL MANAGEMENT, LLC
CRD #174974 SEC #801-93172 BRUNSWICK, ME (207) 844-2000
SEC Registered
Total AUM
$377.3M
Discretionary
$374.1M
Employees
7
Clients
251
Accounts
1,071
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maine
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2022
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERNSTEIN, DANIEL, ADAM | I | MANAGER / CHIEF COMPLIANCE OFFICER | NA | Control |
| BERNSTEIN, DANIEL, ADAM | I | MANAGER / CHIEF COMPLIANCE OFFICER | NA | Control |
| Burch, Jeffrey, Gaylord | I | DIRECTOR, WEALTH MANAGEMENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| Burch, Jeffrey, Gaylord | I | DIRECTOR, WEALTH MANAGEMENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| MARSH, MARANDA, LYNN | I | CLIENT SERVICE MANAGER | NA | |
| Moolji, Amyn | I | CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| Moolji, Amyn | I | CHIEF INVESTMENT OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| Moran, Edward, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Moran, Edward, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Moran, Edward, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Moran, Edward, E | I | CHIEF COMPLIANCE OFFICE | NA | Control |
| Moran, Edward, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Moran, Edward, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THURSTON, ODETTE, SUZANNE | I | DIRECTOR, PRIVATE CLIENT SERVICES, MEMBER- INVESTMENT COMMITTEE | NA | |
| THURSTON, ODETTE, SUZANNE | I | DIRECTOR, PRIVATE CLIENT SERVICES, MEMBER- INVESTMENT COMMITTEE | NA | |
| THURSTON, ODETTE, SUZANNE | I | DIRECTOR, PRIVATE CLIENT SERVICES, MEMBER- INVESTMENT COMMITTEE | NA | |
| THURSTON, ODETTE, SUZANNE | I | DIRECTOR, PRIVATE CLIENT SERVICES, MEMBER- INVESTMENT COMMITTEE | NA | |
| THURSTON, ODETTE, SUZANNE | I | DIRECTOR, PRIVATE CLIENT SERVICES, MEMBER- INVESTMENT COMMITTEE | NA | |
| THURSTON, ODETTE, SUZANNE | I | DIRECTOR, PRIVATE CLIENT SERVICES, MEMBER- INVESTMENT COMMITTEE | NA | |
| INTERIM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| INTERIM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| UPHAM, SCOTT, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| UPHAM, SCOTT, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| UPHAM, SCOTT, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| UPHAM, SCOTT, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE, CCO | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE, CCO | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE, CCO | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE, CCO | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE, CCO | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE, CCO | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE, CCO | E | Control |
| UPHAM, SCOTT, EDWARD | I | MANAGING PARTNER, MEMBER OF INVESTMENT COMMITTEE, CCO | E | Control |
| UPHAM, SCOTT, EDWARD | I | PRESIDENT AND CCO | E | Control |
| UPHAM, SCOTT, EDWARD | I | PRESIDENT AND CCO | E | Control |
| UPHAM, SCOTT, EDWARD | I | PRESIDENT | E | Control |
| UPHAM, SCOTT, EDWARD | I | PRESIDENT | E | Control |
| GALLI, ODETTE, SUZANNE | I | DIRECTOR OF INVESTMENT STRATEGIES | B | Control |
| GALLI, ODETTE, SUZANNE | I | DIRECTOR OF INVESTMENT STRATEGIES | B | Control |
| GALLI, ODETTE, SUZANNE | I | DIRECTOR OF INVESTMENT STRATEGIES | B | Control |
| GALLI, ODETTE, SUZANNE | I | DIRECTOR OF INVESTMENT STRATEGIES | B | Control |
| THURSTON, ODETTE, SUZANNE | I | DIRECTOR, PRIVATE CLIENT SERVICES, MEMBER- INVESTMENT COMMITTEE | B | |
| THURSTON, ODETTE, SUZANNE | I | DIRECTOR, PRIVATE CLIENT SERVICES, MEMBER- INVESTMENT COMMITTEE | B | |
| THURSTON, ODETTE, SUZANNE | I | DIRECTOR, PRIVATE CLIENT SERVICES, MEMBER- INVESTMENT COMMITTEE | B | |
| THURSTON, ODETTE, SUZANNE | I | DIRECTOR, PRIVATE CLIENT SERVICES, MEMBER- INVESTMENT COMMITTEE | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F | |
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F | |
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F | |
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F | |
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F | |
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F | |
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F | |
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F | |
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F | |
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F | |
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F | |
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F | |
| DUFFY, JOHN, DENIS | I | CRIBSTONE CAPITAL MANAGEMENT- CLASS B | F |
Registrations
Federal
IA
Mar 14, 2022 REGISTERED
Notice Filings (12)
AK CA CO FL MA MD ME NH NY TX VT WA
Address
155 PARK ROWBRUNSWICK, ME 04011
United States
Phone: (207) 844-2000