LA FERLA GROUP LLC

CRD #174993 SEC #801-92167 GARDEN CITY, NY 877-257-9040

SEC Registered

Total AUM

$275.6M

Discretionary

$258.2M

Employees

Clients

Accounts

840

Firm Details

Organization Type: Limited Liability Company
State of Formation: New York
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2023
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BERNSTEIN, DANIEL, ADAM	I	MANAGER/CHIEF COMPLIANCE OFFICER	NA	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	NA	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	NA	Control
DILLON, REGIS, R	I	MANAGING PRINCIPAL	NA	Control
DILLON, REGIS, R	I	MANAGING PRINCIPAL	NA	Control
GLASER, COURTNEY, L	I	CHIEF COMPLIANCE OFFICER	NA	Control
GLASER, COURTNEY, L	I	CHIEF FINANCIAL OFFICER	NA	Control
GLASER, COURTNEY, L	I	CHIEF FINANCIAL OFFICER	NA	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	NA	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	NA	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	NA	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCMANUS, COURTNEY, LYNN	I	CHIEF COMPLIANCE OFFICER	NA	Control
NAKAMURA, LARRY, TRISTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
NAKAMURA, LARRY, TRISTON	I	CHIEF COMPLIANCE OFFICER	NA	Control
CI PRIVATE WEALTH, LLC	DE	OWNER	E	Control
CORIENT PRIVATE WEALTH LLC	DE	OWNER	E	Control
INTERIM HOLDINGS, LLC	DE	MANAGING MEMBER	E	Control
LA FERLA, JOSEPH, A	I	MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
LA FERLA, JOSEPH, ANTHONY	I	MANAGING PRINCIPAL	D	Control
CORDOVANO, THOMAS, D.	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
CORDOVANO, THOMAS, DAVID	I	MANAGING PRINCIPAL	B	Control
DILLON, REGIS, R	I	MANAGING PRINCIPAL	B	Control
DILLON, REGIS, R	I	MANAGING PRINCIPAL	B	Control
DILLON, REGIS, R	I	MANAGING PRINCIPAL	B	Control
DILLON, REGIS, R	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, G.	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control
MACRI, JOHN, GLENN	I	MANAGING PRINCIPAL	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CI FINANCIAL CORP.	DE	CI US HOLDINGS, INC.	E	Control
CI FINANCIAL CORP.	DE	CORIENT HOLDINGS INC	E	Control
CI US HOLDINGS, INC.	DE	CIPW HOLDINGS, LLC	E	Control
CIPW HOLDINGS, LLC	DE	CI PRIVATE WEALTH, LLC	E	Control
CORIENT HOLDINGS INC	DE	CORIENT PARTNERS LLC	E	Control
CORIENT PARTNERS LLC	DE	CORIENT PRIVATE WEALTH LLC	E	Control

Registrations

Federal

Mar 31, 2023 REGISTERED

Notice Filings (19)

AZ CA CO CT FL GA IL LA MD MO NC NH NJ NY PA RI SC TX VA

Address

1050 FRANKLIN AVENUE
SUITE 400
GARDEN CITY, NY 11530
United States

Phone: 877-257-9040